Financial Insights Inc
- Regulatory AUM
- $747M
- Discretionary
- $708M
- Clients
- 774
- Avg AUM / client
- $965K
- Accounts
- 768
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Jun 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 533 | $156M | 20.9% |
| High net worth individuals | 235 | $587M | 78.6% |
| Pension and profit sharing plans | Fewer than 5 | $2.1M | 0.28% |
| Charitable organizations | 6 | $1.1M | 0.15% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dorothy Anne Lewis | Founder | CFP | Feb 1981 (46y) | 5% – 10% |
| Alexandria Anne Kemp | Chief Executive Officer & Chief Compliance Officer | CFP | Jun 2013 (13y) | 75% or more |
| John Joseph Walsh | Registered representative | CFP | Sep 2015 (11y) | |
| Michael William Dunbar | Registered representative | Sep 2015 (11y) | ||
| Daniel Joseph Mc Caffrey | Registered representative | Mar 2016 (10y) | ||
| Amanda Marie Burrows | Registered representative | CFP | Jul 2019 (7y) | |
| Alan Han Hensley | Registered representative | CFP | Oct 2023 (3y) | |
| Jordan Ford | Registered representative | Aug 2024 (2y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/02/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Raymond James $719M (96% of AUM) Jun 2026
- Nationwide Securities, Llc $15.0M (2% of AUM) Oct 2025
- Charles Schwab & Co. $8.7M (1% of AUM) Oct 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.
View current Form ADV (SEC/IAPD) ↗