Nationwide Securities, Llc
$494M reported client assets across 16 advisory firms in FY2023 annual amendments
Reported client assets over time
Same-firm comparison: 12 firms that reported Nationwide Securities, Llc in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2018, 2019, 2020, 2021 are shown but partial — only FY2018: 2 cohort firms, FY2019: 2 cohort firms, FY2020: 4 cohort firms, FY2021: 8 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Multnomah Group, Inc. | $172M | $1.3B | 13.2% | 03/22/2024 |
| Keating Financial Advisory Services, Inc. | $120M | $296M | 40.4% | 02/29/2024 |
| Certified Tax Service, Inc. | $48.5M | $274M | 17.7% | 12/22/2023 |
| The Wealth Coach, Llc | $30.6M | $187M | 16.3% | 03/05/2024 |
| Ouellette Wealth Advisory Llc | $24.4M | $179M | 13.6% | 02/14/2024 |
| Gentry Private Wealth, Llc | $23.7M | $222M | 10.7% | 03/06/2024 |
| Milestone Investments, Inc. | $20.1M | $201M | 10.0% | 01/19/2024 |
| Octant Quantitative Investment Management Llc | $16.7M | $157M | 10.7% | 02/06/2024 |
| Navigation Wealth Management, Inc. | $15.4M | $129M | 11.9% | 01/17/2024 |
| Legacy Financial Group, Llc | $7.4M | $726M | 1.0% | 01/30/2024 |
| Tricord Advisors, Inc. | $4.4M | $201M | 2.2% | 03/28/2024 |
| Core Alpha, Inc. | $2.9M | $94.5M | 3.0% | 01/30/2024 |
| Vawter Financial Ltd | $2.7M | $269M | 1.0% | 03/07/2024 |
| Rezny Wealth Management, Inc. | $2.3M | $347M | 0.7% | 02/21/2024 |
| Leconte Wealth Management, Llc | $1.9M | $262M | 0.7% | 02/14/2024 |
| N | $1.4M | $126M | 1.1% | 03/27/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.