Core Alpha, Inc.
- Regulatory AUM
- $146M
- Discretionary
- $124M
- Clients
- 321
- Avg AUM / client
- $455K
- Accounts
- 858
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 321 | $146M | 100.0% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Scott John Zollo | Chief Compliance Officer / Direct Owner | CFA | Mar 2000 (26y) | 75% or more |
| Robert David Brown | Registered representative | Aug 2021 (5y) | ||
| Sean Patrick Collins | Registered representative | Aug 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $91.5M (63% of AUM) Mar 2026
- Fidelity Investments $31.9M (59% of AUM) Jun 2020
- Sei Investments Distribution Co. $20.1M (14% of AUM) Mar 2026
- Sei $4.6M (9% of AUM) Jun 2020
- Nationwide Advisory Solutions $3.1M (3% of AUM) Jun 2025
- Nationwide Securities, Llc $2.9M (3% of AUM) Jun 2025
- Folio Investments, Inc. $1.7M (1% of AUM) Jun 2025
- American Funds Distributors, Inc. $458K (0% of AUM) Jan 2024
- Capital Group $458K (0% of AUM) Jun 2025
- American Funds/Cb&T $405K (0% of AUM) Jun 2025
- Pontera $126K (0% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗