AUMdb

Milestone Investments, Inc.

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 47090 · SEC file 801-123585 · Charlotte, NC · WWW.MILESTONEINVESTMENTSINC.COM
☆ Save with Pro ADV data as of Feb 04, 2026
Regulatory AUM
$277M
Discretionary
$0
Clients
91
Avg AUM / client
$3.0M
Accounts
138
Employees
2

AUM over time

$118M $277M
Dec 2021 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 04, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 46 $12.4M 4.48%
High net worth individuals 23 $32.4M 11.7%
Pension and profit sharing plans 22 $233M 83.8%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Brown Packing Retirement Plan Brown Packing Co., Inc. Gaffney, SC 2024
C. Davis Electric Co., Inc. 401(k) Profit Sharing Plan C. Davis Electric Co., Inc. 2024

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Fredrick William Fisher Ceo, Cco, Cfo, Finop Chartered Financial Consultant Dec 2002 (24y) 50% – 75%
Richard Woodrow Addis Chief Operating Officer, Aml Officer, Technology Officer Nov 2003 (23y) 50% – 75%

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (2)

PlanSponsorParticipantsPlan assetsAs of
Brown Packing Retirement Plan Brown Packing Co., Inc. 374 $12.6M 01/01/2024
C. Davis Electric Co., Inc. 401(k) Profit Sharing Plan C. Davis Electric Co., Inc. 197 $13.7M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/04/2026 907 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Commissions

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.

View current Form ADV (SEC/IAPD) ↗