Roehl & Yi Investment Advisors, Llc
- Regulatory AUM
- $959M
- Discretionary
- $953M
- Clients
- 500
- Avg AUM / client
- $1.9M
- Accounts
- 1,683
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 285 | $122M | 12.7% |
| High net worth individuals | 175 | $772M | 80.5% |
| Pension and profit sharing plans | 12 | $9.5M | 0.99% |
| Charitable organizations | 8 | $16.8M | 1.75% |
| Corporations and other businesses | 20 | $38.8M | 4.05% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Henry Roehl | Member, Chief Compliance Officer, And Chief Executive Officer | CFP | Sep 1998 (28y) | 25% – 50% |
| Zachary Steven Daeges | Member | Aug 2018 (8y) | 5% – 10% | |
| Andrew Glenn College | Chief Operating Officer | Nov 2022 (4y) | Less than 5% | |
| Jayman Frank Yi | Member, Chief Financial Officer, And Chief Investment Officer | Nov 2022 (4y) | 50% – 75% | |
| Roehl, Jillian, Maria | Member | Jan 2023 (4y) | 5% – 10% | |
| Sarah Ryan Mellgren | Member | CFP | Jan 2023 (4y) | 5% – 10% |
| Mason Davis Young | Registered representative | Jan 2024 (3y) | ||
| Stephen Douglas Allen | Registered representative | CFP | Jan 2025 (2y) | |
| Annaliese Renate Kelly Ruiz | Registered representative | Jan 2025 (2y) | ||
| Shannon Lee Grant | Registered representative | Feb 2025 (1y) | ||
| Nathan Robert Cabuco | Registered representative | Aug 2025 (1y) | ||
| Monica Vaughn Fisher | Registered representative | Apr 2026 (0y) | ||
| Rene Israel Jaramillo Mariscal | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (13)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Olsson Industrial Electric, Inc. Profit Sharing And 401(k) Plan | Olsson Industrial Electric, Inc. | 403 | $52.4M | 01/01/2024 |
| Atrio Health Plans, Inc. Employee Savings Plan | Atrio Health Plans, Inc. | 108 | $7.1M | 01/01/2024 |
| Jaj Enterprises, Llc Profit Sharing 401(k) Plan | Jaj Enterprises, Llc | 110 | $5.7M | 01/01/2024 |
| Women's Care, P.C. Section 401(k) Profit Sharing Plan | Women's Care, P.C. | 168 | $49.1M | 01/01/2024 |
| Jerry's Building Materials, Inc. Profit Sharing 401(k) Plan | Jerry's Building Materials, Inc. | 277 | $18.8M | 01/01/2024 |
| Bigfoot Beverages 401(k) Retirement Plan | Mlf Group Llc | 253 | $37.0M | 01/01/2024 |
| Forrest Paint Co. Profit Sharing And Employee Savings Plan | Forrest Paint Co. | 91 | $12.1M | 01/01/2024 |
| Emcor Securities, Inc. 401(k) Plan | Emcor Securities, Inc. | 4 | — | 01/01/2024 |
| Superior Steel Profit Sharing 401(k) Plan | Superior Steel, Llc Dba Superior Steel Fabrication | 109 | $8.0M | 01/01/2024 |
| Summit Bank 401(k) Profit Sharing Plan | Summit Bank | 133 | $12.3M | 01/01/2024 |
| Mcdonald Wholesale Llc 401(k) Plan | Mcdonald Wholesale Llc | 217 | $16.3M | 01/01/2024 |
| Selco Community Credit Union Retirement Contribution Plan | Selco Community Credit Union | 455 | $48.7M | 01/01/2024 |
| Oregon Urology Institute, P.C. 401(k) Profit Sharing Plan | Oregon Urology Institute, P.C. | 117 | $53.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $82.4M (9% of AUM) Mar 2026
- Pershing $67.7M (7% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗