TH
Thomas Henry Roehl
CRD 1056108
Certified Financial Planner
Has disclosures
Firms
| Firm | Role | As of |
|---|---|---|
| Roehl & Yi Investment Advisors, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Roehl & Yi Investment Advisors, Llc
Member, Chief Compliance Officer, And Chief Executive Officer · 25% – 50% · Mar 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗