Stoneridge Investment Partners Llc
- Regulatory AUM
- $152M
- Discretionary
- $152M
- Clients
- 5
- Avg AUM / client
- $30.5M
- Accounts
- 5
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Apr 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| State or municipal government entities | 4 | $89.7M | 58.9% |
| Insurance companies | 1 | $62.6M | 41.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sheet Metal Workers Pension Fund Of Local Union No. 19 Sheet Metal Workers Pension Fund Of Local Union | 2024 | |
| Eastern Atlantic States Carpenters Pension Fund Board Of Trustees Eastern Atlantic States Carpenters Pension Fund | 2024 |
People (10)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brown, Philip, Herbert | President | Oct 1999 (27y) | 5% – 10% | |
| Stocke, Joseph, Edward | Co Chief Investment Officer | Oct 1999 (27y) | 5% – 10% | |
| Caldwell, Donald, Richard | Elected Manager | May 2009 (17y) | Less than 5% | |
| Imasogie, Osagie, Olufela | Elected Manager | May 2009 (17y) | Less than 5% | |
| Leevy, Wayne, O | Coo And Cfo | May 2009 (17y) | Less than 5% | |
| Lomax, Bennett, Perry | Elected Manager | May 2009 (17y) | Less than 5% | |
| Lowe, Winston, Irvin | Elected Manager | May 2009 (17y) | Less than 5% | |
| Sanders, Steven, Leroy | Chief Executive Officer | May 2009 (17y) | 50% – 75% of Beltraith Capital Llc (indirect) | |
| Clarke, Kimberly, Ann | Chief Compliance Officer | Feb 2016 (11y) | Less than 5% | |
| Christopher Charles Geczy | Elected Manager | May 2020 (6y) | ≈ 6.25% – 25% via Forefront Analytics, Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Beltraith Capital, Llc | Member | May 2009 | A | 50% – 75% |
| Forefront Analytics, Llc | Member | May 2020 | A | 25% – 50% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Christopher Charles Geczy: 25% – 50% of Forefront Analytics, Llc × 25% – 50% direct ≈ 6.25% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sheet Metal Workers Pension Fund Of Local Union No. 19 | Sheet Metal Workers Pension Fund Of Local Union | 1,833 | $519M | 05/01/2024 |
| Eastern Atlantic States Carpenters Pension Fund | Board Of Trustees Eastern Atlantic States Carpenters Pension Fund | 12,161 | $5.0B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/16/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Wells Fargo $112M (50% of AUM) Mar 2022
- BNY Mellon $109M (38% of AUM) Mar 2025
- Principal Bank $73.0M (48% of AUM) Apr 2026
- Us Bancorp $62.6M (41% of AUM) Apr 2026
- J.P. Morgan $55.9M (19% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 16, 2026.
View current Form ADV (SEC/IAPD) ↗