Pflug Koory, Llc
- Regulatory AUM
- $347M
- Discretionary
- $325M
- Clients
- 124
- Avg AUM / client
- $2.8M
- Accounts
- 124
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 64 | $282M | 81.2% |
| High net worth individuals | 58 | $26.9M | 7.77% |
| Charitable organizations | 2 | $38.2M | 11.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Frederick Pflug | Member Manager & Chief Compliance Officer | CFA | Sep 2000 (26y) | 50% – 75% |
| Sulentic, Karen, Marie | Member/Operations Manager | Jan 2020 (7y) | 10% – 25% | |
| Koory, Megan, M | Member/Investment Research Analyst | Jan 2022 (5y) | 5% – 10% | |
| Marcia Ann Koory | Registered representative | CFA | Jan 2026 (1y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/09/2026 | 852 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 09, 2026.
View current Form ADV (SEC/IAPD) ↗