TF
Thomas Frederick Pflug
CRD 2148752
Chartered Financial Analyst
Firms
| Firm | Role | As of |
|---|---|---|
| Pflug Koory, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Pflug Koory, Llc
Member Manager & Chief Compliance Officer · 50% – 75% · May 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗