Summit Investment Management, Ltd.
- Regulatory AUM
- $87.0M
- Discretionary
- $87.0M
- Clients
- 169
- Avg AUM / client
- $515K
- Accounts
- 355
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 156 | $66.4M | 76.3% |
| High net worth individuals | 6 | $18.1M | 20.8% |
| Charitable organizations | 5 | $2.3M | 2.6% |
| Corporations and other businesses | 2 | $259K | 0.3% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Czech, Catherine, Ann | Secretary | Mar 2008 (18y) | 10% – 25% | |
| Czech, Thomas, James | Chairman, President And Chief Compliance Officer | Mar 2008 (18y) | 25% – 50% | |
| Thomas Andrew Carroll | Registered representative | CFA | Jan 2014 (13y) | |
| Ronald Edmund Chandler | Registered representative | Jul 2023 (3y) |
Undisclosed: 25% – 65% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Folio Investments, Inc. $62.4M (72% of AUM) Jul 2026
- Charles Schwab & Co. $20.5M (24% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗