Baron Capital Management, Inc.
- Regulatory AUM
- $10.8B
- Discretionary
- $10.8B
- Clients
- 125
- Avg AUM / client
- $86.3M
- Accounts
- 125
- Employees
- 221
AUM over time
Annual snapshots from Form ADV filings · as of May 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 15 | $364M | 3.38% |
| Pooled investment vehicles (non-investment companies) | 7 | $7.1B | 65.8% |
| Pension and profit sharing plans | 10 | $2.3B | 21.0% |
| Charitable organizations | 3 | $315M | 2.92% |
| State or municipal government entities | 3 | $63.1M | 0.58% |
| Corporations and other businesses | 7 | $460M | 4.27% |
| Other | 80 | $218M | 2.02% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $886M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Baronx, L.P. | Other Private Fund | Delaware | $500M | 174 |
| Baron Usa Partners Fund Ltd. | Other Private Fund | British Virgin Islands | $149M | 17 |
| Castle Advisers, L.P. | Other Private Fund | Delaware | $131M | 97 |
| Baron Emerging Markets Fund Ltd | Other Private Fund | Cayman Islands | $107M | 13 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Food & Commercial Workers Intl Union Industry Pension Fund Trustees Of Ufcw Int'l Union Industry Pension Fund | 2024 | |
| Roofers Local 149 Pension Fund Roofers Local 149 Pension Fund | 2024 | |
| Cna Retirement Plan Continental Casualty Company | 2024 | |
| Cvs Health Future Fund 401(k) Plan Cvs Health Corporation | 2024 |
People (12)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robbins, Susan, Jan | Director & Vice President | May 1982 (44y) | Less than 5% | |
| Baron, Ronald, Stephen | Chairman & Ceo | Jun 1982 (44y) | Less than 5% | |
| Martinson, Linda, S | Director | May 1983 (43y) | Less than 5% | |
| Wong, Peggy, C | Director | Jun 1987 (39y) | Less than 5% | |
| Patalino, Patrick, Michael | Vice President, General Counsel & Secretary | Aug 2007 (19y) | Less than 5% | |
| Nagler, Anita, Marie | Director | Feb 2008 (19y) | Less than 5% | |
| Beasley, Louis, Barrett | Chief Compliance Officer | Sep 2014 (12y) | Less than 5% | |
| Baron, David, Robert | Director & Vice President | Jul 2017 (9y) | Less than 5% | |
| Stern, Rachel, Rebecca | Director, Sr. Vice President & Chief Operating Officer | Apr 2018 (8y) | Less than 5% | |
| Baron, Michael, R. | Director & Vice President | Feb 2020 (7y) | Less than 5% | |
| Greenberg, Clifford | Director, Senior Vice President & Co Cio | Feb 2020 (7y) | Less than 5% | |
| Peck, Andrew, Joshua | Director, Senior Vice President & Co Cio | Feb 2020 (7y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Baron Capital Group, Inc. | Shareholder | Nov 1984 | A | 75% or more |
| Bronstein, Richard | Director | Jul 2017 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $886M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Baronx, L.P. | Other Private Fund | $500M | $1.0M | 174 |
| Baron Usa Partners Fund Ltd. | Other Private Fund | $149M | $250K | 17 |
| Castle Advisers, L.P. | Other Private Fund | $131M | $25.0K | 97 |
| Baron Emerging Markets Fund Ltd | Other Private Fund | $107M | $5.0M | 13 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Food & Commercial Workers Intl Union Industry Pension Fund | Trustees Of Ufcw Int'l Union Industry Pension Fund | 18,995 | $8.2B | 07/01/2024 |
| Roofers Local 149 Pension Fund | Roofers Local 149 Pension Fund | 1,102 | $334M | 06/01/2024 |
| Cna Retirement Plan | Continental Casualty Company | 367 | $849M | 01/01/2024 |
| Cvs Health Future Fund 401(k) Plan | Cvs Health Corporation | 313,966 | $30.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 3.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Wells Fargo $3.9B (37% of AUM) May 2026
- Jefferies Llc $2.9B (27% of AUM) May 2026
- State Street $1.8B (16% of AUM) May 2026
- BNY Mellon $990M (17% of AUM) Oct 2025
- Northern Trust $432M (11% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗