IF
Integrated Financial Resources, Inc.
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 110864
· SEC file 801-69537
· Toledo, OH
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ADV data as of Jul 18, 2025
- Regulatory AUM
- $11.3M
- Discretionary
- $11.3M
- Clients
- 21
- Avg AUM / client
- $538K
- Accounts
- 21
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21 | $11.3M | 100.0% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Timothy Ross | Registered representative | CFP | Feb 2000 (26y) | |
| Robert Lee Thompson | Registered representative | Jan 2001 (26y) | ||
| Thomas Allan Halsey | Registered representative | Dec 2002 (24y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/18/2025 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Capital Bank And Trust Company $3.7M (33% of AUM) Jul 2025
- Nationwide Bank $1.8M (16% of AUM) Jul 2025
- Transamerica Trust Company $1.5M (13% of AUM) Jul 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 18, 2025.
View current Form ADV (SEC/IAPD) ↗