Capital Bank And Trust Company
$1.4B reported client assets across 10 advisory firms in FY2025 annual amendments
Reported client assets over time
Same-firm comparison: 7 firms that reported Capital Bank And Trust Company in both FY2024 and FY2025 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019, 2020, 2021, 2022 are shown but partial — only FY2017: 1 cohort firms, FY2018: 1 cohort firms, FY2019: 2 cohort firms, FY2020: 2 cohort firms, FY2021: 4 cohort firms, FY2022: 5 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Giraffes, Inc. | $1.0B | $1.1B | 93.7% | 02/02/2026 |
| Capital Management Advisor Group, Llc | $202M | $234M | 86.2% | 03/03/2026 |
| Tucker Jr., Douglas, Ray | $57.8M | $339M | 17.1% | 03/16/2026 |
| Heritage Financial, Llc | $43.1M | $408M | 10.6% | 03/30/2026 |
| Financial Directions Llc | $25.7M | $738M | 3.5% | 03/24/2026 |
| Conceptual Financial Advisors, Llc | $20.1M | $190M | 10.6% | 01/15/2026 |
| Capital Financial, Llc | $19.5M | $159M | 12.3% | 03/31/2026 |
| Ares Financial Consulting Llc | $6.2M | $244M | 2.5% | 03/02/2026 |
| Lig Capital Management, Llc | $3.9M | $250M | 1.6% | 03/30/2026 |
| Johnson Lyman, Inc. | $15.7K | $202M | 0.0% | 03/04/2026 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.