Lig Capital Management, Llc
- Regulatory AUM
- $250M
- Discretionary
- $77.5M
- Clients
- 416
- Avg AUM / client
- $602K
- Accounts
- 820
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Jul 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 341 | $85.4M | 34.1% |
| High net worth individuals | 65 | $124M | 49.5% |
| Pension and profit sharing plans | 7 | $37.9M | 15.2% |
| Corporations and other businesses | 3 | $3.0M | 1.2% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chris James Lorenzen | Vice President | Jan 2004 (23y) | 25% – 50% | |
| Lorenzen, Michael, James | President | Jan 2004 (23y) | 25% – 50% | |
| Mark Rough Humphreys | Vice President | Jan 2010 (17y) | 25% – 50% | |
| Stuart Lee Mccuan | Member | Mar 2022 (4y) | 25% – 50% | |
| Palmer, Jacob, D | Chief Compliance Officer | Jun 2024 (2y) | Less than 5% | |
| Julie Marie Mahanay | Registered representative | Jul 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/06/2026 | 957 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $36.1M (14% of AUM) Jul 2026
- Capital Bank And Trust Company $3.9M (2% of AUM) Jul 2026
- American Funds Distributors, Inc. $3.5M (2% of AUM) Mar 2024
- Capital Group $3.5M (2% of AUM) Aug 2024
- Security Benefit Life Insurance Company $2.4M (1% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.
View current Form ADV (SEC/IAPD) ↗