North Point Portfolio Managers Corporation
- Regulatory AUM
- $773M
- Discretionary
- $769M
- Clients
- 276
- Avg AUM / client
- $2.8M
- Accounts
- 276
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 108 | $55.8M | 7.21% |
| High net worth individuals | 158 | $680M | 87.9% |
| Pension and profit sharing plans | 7 | $35.8M | 4.63% |
| Charitable organizations | 3 | $2.0M | 0.26% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Bradley Arant Boult Cummings Llp Retirement Plan Bradley Arant Boult Cummings Llp | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Diane Marie Stack | Chief Compliance Officer,President & Secretary | CFA | Mar 2001 (25y) | 25% – 50% |
| Daniel Joseph Dreiling | Executive Vice President & Treasurer | Dec 2006 (20y) | 25% – 50% | |
| David M Mrosko | Executive Vice President | CFA | Jun 2022 (4y) | 25% – 50% |
| Lindsey Marie Cutright | Registered representative | CFP | Jun 2025 (1y) | |
| Jeffrey Lee Hertel | Registered representative | CFA | Mar 2026 (0y) | |
| James Patrick Kelly | Registered representative | CFA | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Bradley Arant Boult Cummings Llp Retirement Plan | Bradley Arant Boult Cummings Llp | 1,172 | $694M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $750M (97% of AUM) Mar 2026
- U.S. Bank $101M (13% of AUM) Jun 2023
- Fidelity Investments Institutional Services Company, Inc. $85.1M (13% of AUM) Mar 2019
- UBS $80.8M (13% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗