Northern Capital Management, Inc.
- Regulatory AUM
- $527M
- Discretionary
- $526M
- Clients
- 732
- Avg AUM / client
- $720K
- Accounts
- 1,855
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 577 | $144M | 27.3% |
| High net worth individuals | 142 | $374M | 71.0% |
| Charitable organizations | Fewer than 5 clients | $2.6M | 0.5% |
| Corporations and other businesses | 13 | $6.3M | 1.19% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Wpmg 401(k) Retirement Savings Plan Washington Permanente Medical Group, P.C. | 2024 | |
| Northwest Orthopaedic Specialist, P.S. 401(k) Savings Plan Northwest Orthopaedic Specialist, P .S. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Karl Wilson | Managing Partner/President/Cfo | CFP | Feb 1992 (35y) | 75% or more |
| Michelle Lynn Warner | Chief Executive Officer | Sep 2005 (21y) | 10% – 25% | |
| Isotalo, Jennifer, Lynn | Chief Operations Officer | Aug 2020 (6y) | Less than 5% | |
| David B Holloway | Registered representative | CFP | Jun 2003 (23y) | |
| Molly Jo Chase | Registered representative | CFP | Jun 2008 (18y) | |
| Laura Elizabeth Hail | Registered representative | CFP | Nov 2011 (15y) | |
| Laurie Jo Silva | Registered representative | May 2019 (7y) | ||
| Logan Gregory Jones | Registered representative | CFP | Aug 2023 (3y) | |
| Ethyn J Killinger | Registered representative | Aug 2024 (2y) | ||
| Emily Jean Paukert | Registered representative | CFP | Apr 2025 (1y) | |
| Matthew Antonio Porras | Registered representative | May 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Wpmg 401(k) Retirement Savings Plan | Washington Permanente Medical Group, P.C. | 1,654 | $1.5B | 01/01/2024 |
| Northwest Orthopaedic Specialist, P.S. 401(k) Savings Plan | Northwest Orthopaedic Specialist, P .S. | 303 | $76.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • FEES, STIPENDS, TRAVEL ACCOMMODATION FOR SPEAKING ENGAGEMENTS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $512M (97% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗