Northwest Orthopaedic Specialist, P.S. 401(k) Savings Plan
Sponsored by Northwest Orthopaedic Specialist, P .S. · EIN 911502837 · Plan #004
- Total assets
- $76.5M
- Net assets
- $76.4M
- Active participants
- 303
- With balances
- 415
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Northern Capital Management, Inc. CRD 111379 | deterministic · 100% | 2024 |
| Gibson Capital, Llc CRD 148836 | deterministic · 100% | 2024 |
| Storehouse Financial Llc CRD 140738 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Northern Capital Management | Investment advisory (plan), Participant communication, Investment management fees (direct) | $118,182 |
| Randall & Hurley, Inc. | Consulting (pension), Participant loan processing, Distribution (12b-1) fees | $30,065 |
| Merrill Lynch Pierce Fenner Smith | Investment management, Securities brokerage, Sub-transfer agency fees | $25,488 |
| Gibson Capital, Llc | Investment advisory (participants), Investment management, Investment management fees (direct) | $15,673 |
| Storehouse Financial | Investment advisory (participants), Investment management fees (direct) | $11,631 |
| North Star Resource Group | Investment advisory (participants), Direct payment from the plan | $9,879 |
| Charles Schwab Trust Bank | Custodial (other), Direct payment from the plan, Shareholder servicing fees | $8,518 |
| Charles Schwab & Co., Inc. | Shareholder servicing fees, Sub-transfer agency fees | $385 |