AUMdb

Shakespeare Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 111950 · SEC file 801-92171 · Pewaukee, WI · www.linkedin.com
☆ Save with Pro ADV data as of Jul 01, 2026
Regulatory AUM
$642M
Discretionary
$642M
Clients
312
Avg AUM / client
$2.1M
Accounts
1,871
Employees
9

AUM over time

$49.9M $642M
Dec 2011 Jul 2026

Annual snapshots from Form ADV filings · as of Jul 01, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 128 $92.0M 14.3%
High net worth individuals 184 $547M 85.2%
Pension and profit sharing plans Fewer than 5 clients $436K 0.07%
Charitable organizations Fewer than 5 clients $0
Corporations and other businesses Fewer than 5 clients $2.7M 0.42%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Foley & Lardner Llp Defined Contribution Retirement Plan Foley & Lardner Llp 2024
Advocate Aurora Health 401(k) Plan Advocate Aurora Health, Inc 2024

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kevin Michael Reardon Founder & Chief Executive Officer CFP Nov 1998 (28y) ≈ 56.25% – 100% via Shakespeare Holdings, Inc.
Andrea Margaret Swansby Bulen President CFP Jul 2013 (13y) 10% – 25%
Nicholas Andrew Ziarek Partner & Financial Adviser CFP CFA Jan 2018 (9y) Less than 5%
Hintz, Brittany Chief Compliance Officer Jan 2024 (3y) Less than 5%
Ryan Robert Rink Registered representative CFP Chartered Financial Consultant Nov 2019 (7y)
Brian John Ellenbecker Registered representative CFP Feb 2020 (6y)
Isaac Sullivan Charpentier Registered representative Sep 2025 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Shakespeare Holdings, Inc. Owner Nov 2020 A 75% or more

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Kevin Michael Reardon: 75% – 100% of Shakespeare Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (2)

PlanSponsorParticipantsPlan assetsAs of
Foley & Lardner Llp Defined Contribution Retirement Plan Foley & Lardner Llp 2,109 $1.7B 02/01/2024
Advocate Aurora Health 401(k) Plan Advocate Aurora Health, Inc 83,445 $10.5B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/01/2026 908 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.

View current Form ADV (SEC/IAPD) ↗