Advocate Aurora Health 401(k) Plan
Sponsored by Advocate Aurora Health, Inc · EIN 824184596 · Plan #004
- Total assets
- $10.5B
- Net assets
- $10.5B
- Active participants
- 83,445
- With balances
- 100,747
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Empower Advisory Group, Llc CRD 112058 | deterministic · 100% | 2024 |
| Annex Advisory Services, Llc CRD 127987 | deterministic · 100% | 2024 |
| Larson Financial Group, Llc CRD 140599 | deterministic · 100% | 2024 |
| Shakespeare Wealth Management, Llc CRD 111950 | deterministic · 100% | 2024 |
| Abound Wealth Management, Llc CRD 285903 | deterministic · 100% | 2024 |
| Wealth Enhancement Advisory Services, Llc CRD 116407 | fuzzy_auto · 97% | 2024 |
| Wisniewski Wealth Management Llc CRD 150264 | deterministic · 100% | 2024 |
| Creative Planning, Llc CRD 105348 | deterministic · 100% | 2024 |
| Mission Wealth Management, Lp CRD 113057 | deterministic · 100% | 2024 |
| Forum Financial Management, Lp CRD 145706 | deterministic · 100% | 2024 |
| Envestnet Asset Management, Inc. CRD 111694 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Empower Annuity Insurance Company | Recordkeeping, Direct payment from the plan, Participant loan processing | $3,647,156 |
| Empower Advisory Group, Llc | Investment advisory (participants), Direct payment from the plan | $2,758,579 |
| Marsh & Mclennan Companies Inc | Investment advisory (plan), Direct payment from the plan | $189,942 |
| Annex Advisory Services Llc | Investment advisory (participants), Direct payment from the plan | $45,288 |
| Wfa Asset Management Corp | Investment advisory (participants), Direct payment from the plan | $40,508 |
| Larson Financial Group Llc | Investment advisory (participants), Direct payment from the plan | $37,241 |
| Shakespeare Wealth Management | Investment advisory (participants), Direct payment from the plan | $27,434 |
| Clifton Larson Allen Llp | Legal, Direct payment from the plan | $23,625 |
| Abound Wealth Management Llc | Investment advisory (participants), Direct payment from the plan | $20,571 |
| Qdro Consultants Company, Llc | Consulting (general), Direct payment from the plan | $18,300 |
| Charles Schwab & C0., Inc. | Investment advisory (participants), Securities brokerage, Direct payment from the plan | $18,171 |
| Wealth Enhancement Advisory Se | Investment advisory (participants), Direct payment from the plan | $16,285 |
| Wisniewski Wealth Management | Investment advisory (participants), Direct payment from the plan | $14,922 |
| Creative Planning Llc | Investment advisory (participants), Direct payment from the plan | $14,857 |
| Mission Wealth Management Lp | Investment advisory (participants), Direct payment from the plan | $8,900 |
| Forum Financial Management Lp | Investment advisory (participants), Direct payment from the plan | $7,037 |
| Faegre Drinker Biddle & Reath Llp | Legal, Direct payment from the plan | $6,996 |
| Envestnet Asset Management Inc | Investment advisory (participants), Direct payment from the plan | $6,799 |