AUMdb

South Street Advisors, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 112326 · SEC file 801-55383 · New York, NY · WWW.SOUTHSTREETADV.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$906M
Discretionary
$906M
Clients
138
Avg AUM / client
$6.6M
Accounts
138
Employees
7

AUM over time

$265M $906M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Investments (13F portfolio — 83 positions, $690,292,550)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Nvidia Corporation COM $58,918,250 337,834 8.54% 6.5%
2 Amphenol Corp CL A $33,774,998 267,313 4.89% 3.73%
3 Alphabet Inc CAP STK CL A $32,895,426 114,395 4.77% 3.63%
4 Quanta Svcs Inc COM $32,565,121 59,315 4.72% 3.59%
5 Apple Inc COM $31,599,139 124,509 4.58% 3.49%
6 Gold Fields Ltd SPONSORED ADR $28,543,797 628,718 4.14% 3.15%
7 Howmet Aerospace Inc COM $27,311,123 118,507 3.96% 3.01%
8 Microsoft Corp COM $26,736,269 72,227 3.87% 2.95%
9 Tjx Cos Inc New COM $26,230,086 164,246 3.8% 2.89%
10 Eli Lilly & Co COM $25,692,855 27,934 3.72% 2.84%
11 Us Foods Hldg Corp COM $24,849,673 269,490 3.6% 2.74%
12 Hilton Worldwide Hldgs Inc COM $22,167,128 72,899 3.21% 2.45%
13 Rocket Cos Inc COM CL A $19,550,672 1,371,977 2.83% 2.16%
14 Wec Energy Group Inc COM $19,462,210 168,111 2.82% 2.15%
15 Onto Innovation Inc COM $18,730,889 91,339 2.71% 2.07%
16 Exelixis Inc COM $17,324,901 403,938 2.51% 1.91%
17 Spire Inc COM $17,212,469 190,109 2.49% 1.9%
18 Visa Inc COM CL A $17,198,363 56,903 2.49% 1.9%
19 Oreilly Automotive Inc COM $16,409,210 177,762 2.38% 1.81%
20 Halozyme Therapeutics Inc COM $15,054,912 232,940 2.18% 1.66%
21 Rtx Corporation COM $14,606,195 75,719 2.12% 1.61%
22 Meta Platforms Inc CL A $14,113,303 24,668 2.04% 1.56%
23 Permian Resources Corp CLASS A COM $13,536,516 634,921 1.96% 1.49%
24 Archrock Inc COM $13,009,110 373,825 1.88% 1.44%
25 Tpg Inc COM CL A $12,978,432 320,376 1.88% 1.43%

Top 25 of 83 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 124 $770M 85.0%
Pension and profit sharing plans 6 $8.2M 0.9%
Corporations and other businesses 2 $2.4M 0.27%
Other 6 $126M 13.9%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Thomas Carhart Principal And Managing Member Feb 1998 (29y) 50% – 75%
Stephen Bates Owen Principal May 2009 (17y) 25% – 50%
Kleinschmidt, Eric, Joseph Chief Compliance Officer Jun 2022 (4y) Less than 5%
Butts, Michael, William Principal Jan 2024 (3y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.02 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗