Alpine Woods Capital Investors, Llc
- Regulatory AUM
- $181M
- Discretionary
- $181M
- Clients
- 3
- Avg AUM / client
- $60.2M
- Accounts
- 4
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Apr 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $117M | 64.6% |
| Charitable organizations | Fewer than 5 clients | $63.9M | 35.4% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $390M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Alpine Woods Growth Values, L.P. | Hedge Fund | Delaware | $293M | 37 |
| Alpine Woods Capital Return Masters Lp | Hedge Fund | Delaware | $50.7M | 3 |
| Alpine Woods Momentum Masters | Hedge Fund | Delaware | $46.6M | 4 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Baez, Arleen, Marie | Chief Operating Officer | Jun 2008 (18y) | 25% – 50% | |
| Norris, Susan, Conway | Chief Compliance Officer | May 2018 (8y) | Less than 5% | |
| Hennessey, Brian, Scott | Chief Investment Officer | Jun 2022 (4y) | 10% – 25% | |
| Hunt, Sarah, Marie | Chief Market Strategist | Jun 2022 (4y) | 10% – 25% | |
| Spellman, Mark, Thomas | Chief Executive Officer | Jun 2022 (4y) | 25% – 50% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Alpine Saxon Woods Llc | Managing Member | Jun 2022 | A | 75% or more |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $390M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Alpine Woods Growth Values, L.P. | Hedge Fund | $293M | $500K | 37 |
| Alpine Woods Capital Return Masters Lp | Hedge Fund | $50.7M | $500K | 3 |
| Alpine Woods Momentum Masters | Hedge Fund | $46.6M | $500K | 4 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/21/2026 | 1.63 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Jefferies Llc $63.9M (35% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 21, 2026.
View current Form ADV (SEC/IAPD) ↗