Quantum Financial Advisors Inc
- Regulatory AUM
- $558M
- Discretionary
- $151M
- Clients
- 363
- Avg AUM / client
- $1.5M
- Accounts
- 364
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 110 | $46.1M | 8.27% |
| High net worth individuals | 230 | $132M | 23.7% |
| Pension and profit sharing plans | 23 | $377M | 67.5% |
| Charitable organizations | Fewer than 5 clients | $3.0M | 0.54% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ascensus Secure Retirement Pooled Employer Plan Newport Group, Inc. | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Francis Rinaldi, Iii | President, Chief Compliance Officer & Chief Investment Officer | Jun 1996 (30y) | 75% or more | |
| Andrew Bernard Martin | Registered representative | Jan 2009 (18y) | ||
| John Andre Weisbrod | Registered representative | Chartered Financial Consultant | Apr 2018 (8y) | |
| Emmanuel Ngozi Ike | Registered representative | Dec 2019 (7y) | ||
| Mark Richard Tiralosi | Registered representative | Apr 2023 (3y) | ||
| Howard Rinehart Lodge | Registered representative | Dec 2023 (3y) | ||
| Michael James Huber | Registered representative | Jan 2025 (2y) | ||
| Joseph J Schmelzle | Registered representative | Feb 2025 (1y) | ||
| Richard Lee Stone | Registered representative | May 2025 (1y) | ||
| Yongxiang Li | Registered representative | CFA | Jun 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ascensus Secure Retirement Pooled Employer Plan | Newport Group, Inc. | 11,059 | $206M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $219M (39% of AUM) Mar 2026
- Charles Schwab & Co. $151M (27% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗