AUMdb

Ascensus Secure Retirement Pooled Employer Plan

Sponsored by Newport Group, Inc. · EIN 272037969 · Plan #002

Total assets
$206M
Net assets
$206M
Active participants
11,059
With balances
6,922

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Lpl Financial Llc CRD 6413 deterministic · 100% 2024
Newport Group Consulting, Llc CRD 140944 deterministic · 100% 2024
Traction Financial Partners, Llc CRD 315215 deterministic · 100% 2024
Commonwealth Equity Services, Llc CRD 8032 deterministic · 100% 2024
Assuredpartners Investment Advisors, Llc CRD 309550 deterministic · 100% 2024
Naples Asset Management Co., Llc CRD 133978 fuzzy_auto · 98% 2024
Note Advisors, Llc CRD 171466 deterministic · 100% 2024
Quantum Financial Advisors Inc CRD 113563 deterministic · 100% 2024
Jonathan Roberts Advisory Group, Inc. CRD 112294 deterministic · 100% 2024
Rbs Wealth Management, Llc CRD 336536 fuzzy_auto · 97% 2024
Legacy Wealth Partners, Llc CRD 333032 deterministic · 100% 2024
Mcadam Llc CRD 170914 deterministic · 100% 2024
Integrity Wealth Advisors, Inc. CRD 281708 deterministic · 100% 2024
Warren Capital Management, Inc. CRD 137449 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Newport Group, Inc. Claims processing, Contract administrator, Plan administrator $675,178
Lpl Financial Investment advisory (plan), Investment management fees (direct) $159,048
Newport Group Consulting, Llc Investment advisory (participants), Investment advisory (plan), Direct payment from the plan $40,599
Newport Trust Company Trustee (institutional), Trustee (directed), Direct payment from the plan $39,781
J.M. Arbour Wealth Management Investment advisory (plan), Investment management fees (direct) $31,071
Wintrust Retirement Benefit Advisor Investment advisory (plan), Investment management fees (direct) $24,936
Cadence Bank Investment advisory (plan), Investment management fees (direct) $24,376
Traction Financial Partners Investment advisory (plan), Investment management fees (direct) $18,970
Blakeslee And Blakeslee Financial A Investment advisory (plan), Investment management fees (direct) $18,269
Commonwealth Financial Network Investment advisory (plan), Investment management fees (direct) $16,714
Assuredpartners Investment Advisors Investment advisory (plan), Investment management fees (direct) $16,579
Naples Asset Management Company, Ll Investment advisory (plan), Investment management fees (direct) $15,341
Note Advisors, Llc Investment advisory (plan), Investment management fees (direct) $13,661
Successful Retirement Solutions,Llc Investment advisory (plan), Investment management fees (direct) $13,430
Whartonhill Advisors, Llc Investment advisory (plan), Investment management fees (direct) $13,197
Quantum Financial Advisors Investment advisory (plan), Investment management fees (direct) $12,400
Robertson Ryan Financial Services Investment advisory (plan), Investment management fees (direct) $10,546
J.W. Cole Advisors, Inc. Investment advisory (plan), Investment management fees (direct) $8,313
Rbc Wealth Management Investment advisory (plan), Investment management fees (direct) $7,686
Legacy Wealth Partners Investment advisory (plan), Investment management fees (direct) $7,411
Mcadam, Llc Investment advisory (plan), Investment management fees (direct) $7,025
The Beacon Group Of Companies Investment advisory (plan), Investment management fees (direct) $6,977
Integrity Wealth Advisors Investment advisory (plan), Investment management fees (direct) $6,715
Warren Capital Group Investment advisory (plan), Investment management fees (direct) $6,478
Fortune 360 Group, Llc Investment advisory (plan), Investment management fees (direct) $5,648
Community Financial Services Investment advisory (plan), Investment management fees (direct) $5,361