Note Advisors, Llc
- Regulatory AUM
- $437M
- Discretionary
- $437M
- Clients
- 542
- Avg AUM / client
- $806K
- Accounts
- 1,183
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 465 | $173M | 39.7% |
| High net worth individuals | 53 | $191M | 43.7% |
| Pension and profit sharing plans | 24 | $72.5M | 16.6% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| National Property Management Associates Inc. 401(k) Profit Sharing Plan And Trust National Property Management Associates, Inc. | 2024 | |
| Ascensus Secure Retirement Pooled Employer Plan Newport Group, Inc. | 2024 | |
| Personal Computers, Inc. Personal Computers, Inc. | 2024 | |
| Boston Valley Pottery 401(k) Plan Boston Valley Terra Cotta, Llc | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Shawn Casey Glogowski | Principal/Cco | CFP | Aug 2014 (12y) | 25% – 50% |
| Thomas Howard Waring | Principal | Chartered Financial Consultant | Aug 2014 (12y) | 50% – 75% |
| Angela Marie Hall | Registered representative | CFP | Aug 2018 (8y) | |
| Colten Tyler Kitcho | Registered representative | Aug 2023 (3y) | ||
| Thomas John Conway | Registered representative | CFP | Apr 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| National Property Management Associates Inc. 401(k) Profit Sharing Plan And Trust | National Property Management Associates, Inc. | 427 | $4.1M | 01/01/2024 |
| Ascensus Secure Retirement Pooled Employer Plan | Newport Group, Inc. | 11,059 | $206M | 01/01/2024 |
| Personal Computers, Inc. | Personal Computers, Inc. | 47 | $18.5M | 01/01/2024 |
| Boston Valley Pottery 401(k) Plan | Boston Valley Terra Cotta, Llc | 106 | $9.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $364M (83% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗