Integrity Wealth Advisors, Inc.
- Regulatory AUM
- $285M
- Discretionary
- $285M
- Clients
- 832
- Avg AUM / client
- $343K
- Accounts
- 1,161
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Jun 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 641 | $43.7M | 15.3% |
| High net worth individuals | 177 | $213M | 74.5% |
| Banking or thrift institutions | 1 | $1.8M | 0.64% |
| Pension and profit sharing plans | 5 | $21.1M | 7.39% |
| Charitable organizations | 5 | $4.3M | 1.5% |
| Corporations and other businesses | 3 | $1.8M | 0.62% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Child Development Resources Of Ventura County Inc. Profit Sharing Plan Child Development Resources Of Ventura County Inc. | 2024 | |
| Ventura County Credit Union 401(k) Profit Sharing Plan Ventura County Credit Union | 2024 | |
| Ascensus Secure Retirement Pooled Employer Plan Newport Group, Inc. | 2024 | |
| Sansum Santa Barbara Medical Clinic, Inc. Profit Sharing Plan Sansum Santa Barbara Medical Clinic, Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Hans Wagner | Chief Executive Officer & Chief Investment Officer | CFP | Jan 2016 (11y) | ≈ 56.25% – 100% via Integrity Wealth Advisors, Inc. |
| Wagner, Christopher, Bryan | Chief Financial Officer | Jan 2016 (11y) | Less than 5% | |
| Mcgortey, Charles, Tracy | Chief Compliance Officer | Apr 2024 (2y) | Less than 5% | |
| Laine Elizabeth Miller | Registered representative | Jul 2018 (8y) | ||
| Douglas Robert Ecker | Registered representative | Jan 2020 (7y) | ||
| Robert Williams Cheatham | Registered representative | Feb 2020 (6y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Integrity Wealth Advisors, Inc. | Managing Member | Feb 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Stephen Hans Wagner: 75% – 100% of Integrity Wealth Advisors, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Child Development Resources Of Ventura County Inc. Profit Sharing Plan | Child Development Resources Of Ventura County Inc. | 369 | $12.9M | 04/01/2024 |
| Ventura County Credit Union 401(k) Profit Sharing Plan | Ventura County Credit Union | 178 | $22.1M | 01/01/2024 |
| Ascensus Secure Retirement Pooled Employer Plan | Newport Group, Inc. | 11,059 | $206M | 01/01/2024 |
| Sansum Santa Barbara Medical Clinic, Inc. Profit Sharing Plan | Sansum Santa Barbara Medical Clinic, Inc. | 241 | $236M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/22/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $285M (100% of AUM) Jun 2026
- LPL Financial $229M (83% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 22, 2026.
View current Form ADV (SEC/IAPD) ↗