Caz Investments L.P.

SEC-registered Private Fund Manager · Large ($10B–$100B) CRD 113931 · SEC file 801-60606 · Houston, TX · cazinvestments.com

☆ Save with Pro ADV data as of Mar 31, 2026

Regulatory AUM: $10.8B
Discretionary: $10.8B
Clients: 103
Avg AUM / client: $105M
Accounts: 13,562
Employees: 83

AUM over time

$298M $10.8B

Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client type	Clients	AUM	% of AUM
Pooled investment vehicles (non-investment companies)	103	$10.8B	100.0%

Private funds (85)

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Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $6.8B combined gross assets

Fund	Type	Domicile	Gross assets	Owners
Caz Gp Ownership Class C Fund, L.P.	Hedge Fund	Delaware	$757M	687
Caz Private Equity Ownership Fund Iii, L.P.	Private Equity Fund	Delaware	$598M	240
Caz Gp Ownership Class E Fund, L.P.	Hedge Fund	Delaware	$553M	483
Caz Partners Fund, L.P. Liquid Income (Qp) Portfolio	Hedge Fund	Delaware	$541M	781
Caz Risk Mitigation Fund, L.P. Risk Mitigation Portfolio	Hedge Fund	Delaware	$404M	132
Caz Private Equity Ownership Fund Ii, L.P.	Private Equity Fund	Delaware	$350M	124
Caz Gp Ownership Class A Fund, L.P.	Hedge Fund	Delaware	$300M	406
Caz Professional Sports Ownership Fund I, L.P. master	Private Equity Fund	Delaware	$298M	397
Caz Diversified Private Investments Founders Class Fund, L.P.	Hedge Fund	Delaware	$265M	150
Caz Gp Ownership Class D Fund, L.P.	Hedge Fund	Cayman Islands	$186M	291
Caz Gp Ownership Class F Fund, L.P.	Hedge Fund	Cayman Islands	$146M	227
Caz Private Equity Access Fund Ii, L.P. Onshore (Qp) Series	Private Equity Fund	Delaware	$139M	150
Caz Disruptive Technologies Fund, L.P. Kv Portfolio	Private Equity Fund	Delaware	$131M	339
Caz Co Investment Opportunities Fund, L.P. Mcp Portfolio	Private Equity Fund	Delaware	$130M	93
Caz Private Equity Ownership Fund, L.P.	Private Equity Fund	Texas	$127M	78

People (29)

roster as of Jul 20, 2026

Name	Role / title	Credentials	With firm since	Ownership
Zook, Lisa, Labrant	Owner		Feb 1998 (29y)	≈ 9.38% – 37.5% via Yahweh Holdings Ltd
Christopher Alan Zook	Owner		Aug 2001 (25y)	75% or more of Caz Investments 2021 Gp Llc (indirect)
Massey, Isaiah, Luke	Chief Compliance Officer/Chief Financial Officer		Jun 2014 (12y)	Less than 5%
Lucia Y Hwang	Registered representative		Apr 2015 (11y)
Matthew James Lindholm	Registered representative		Apr 2015 (11y)
Clark D Edlund	Registered representative		Feb 2016 (10y)
Mark Charles Wade	Registered representative		Jul 2016 (10y)
William Ralph Van Buren Iv	Registered representative		Nov 2019 (7y)
Patricia Ann Burns	Registered representative		Jul 2020 (6y)
Nicole Ann Engel	Registered representative		Apr 2021 (5y)
Emily Ann Buretz	Registered representative		Jun 2021 (5y)
Ricardo Perusquia	Registered representative		Jun 2021 (5y)
Jarrett Billington Bell	Registered representative		Jul 2021 (5y)
Heather Ayres	Registered representative		Oct 2021 (5y)
Ian Brown Christenson	Registered representative	CFP	Dec 2021 (5y)
Charles William Zeller	Registered representative	CFA	Sep 2022 (4y)
Paul Henry Rush	Registered representative		Nov 2023 (3y)
Spencer William Woolfolk	Registered representative		Apr 2024 (2y)
Michael John O'keefe	Registered representative		May 2024 (2y)
Brenton Alexander Finan	Registered representative		Jun 2024 (2y)
Harvey Patrick Steele	Registered representative		Jul 2024 (2y)
Ryan Wallace Moritz	Registered representative		Oct 2024 (2y)
Anthony Marco Gaudiosi	Registered representative		Jan 2025 (2y)
David Scott Hescheles	Registered representative		Jan 2025 (2y)
Preston Wyatt Heard	Registered representative		Apr 2025 (1y)
Alexandra Dee Angove	Registered representative		Jul 2025 (1y)
Jacob Paul Mercier	Registered representative		Jan 2026 (1y)
Brandon Luckett	Registered representative		Jan 2026 (1y)
Kieran Patrick Arrigan	Registered representative		May 2026 (0y)

Entity owners (Schedule A/B)

Entity	Title / status	Since	Sch.	Ownership
Caz Investments 2021 Lp	Limited Partner	May 2021	A	75% or more
Caz Investments Management Llc	General Partner	Aug 2001	A	Less than 5%
Yahweh Holdings Ltd	Limited Partner	May 2021	B	≈ 18.75% – 50% via Caz Investments 2021 Lp
Caz Investments 2021 Gp Llc	General Partner	May 2021	B	GP / trustee / elected manager of Caz Investments 2021 Lp (indirect)
Caz Investments 2021 Lp	General Partner	May 2021	B	GP / trustee / elected manager of Caz Investments Management Llc (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

Zook, Lisa, Labrant: 50% – 75% of Yahweh Holdings Ltd × 25% – 50% of Caz Investments 2021 Lp × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
Yahweh Holdings Ltd: 25% – 50% of Caz Investments 2021 Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (85, $6.8B gross assets)

Fund	Type	Gross assets	Min. investment	Owners
Caz Gp Ownership Class C Fund, L.P.	Hedge Fund	$757M	$1.0M	687
Caz Private Equity Ownership Fund Iii, L.P.	Private Equity Fund	$598M	$1.0M	240
Caz Gp Ownership Class E Fund, L.P.	Hedge Fund	$553M	$1.0M	483
Caz Partners Fund, L.P. Liquid Income (Qp) Portfolio	Hedge Fund	$541M	$500K	781
Caz Risk Mitigation Fund, L.P. Risk Mitigation Portfolio	Hedge Fund	$404M	$1.0M	132
Caz Private Equity Ownership Fund Ii, L.P.	Private Equity Fund	$350M	$500K	124
Caz Gp Ownership Class A Fund, L.P.	Hedge Fund	$300M	$1.0M	406
Caz Professional Sports Ownership Fund I, L.P.	Private Equity Fund	$298M	$1.0M	397
Caz Diversified Private Investments Founders Class Fund, L.P.	Hedge Fund	$265M	$3.0M	150
Caz Gp Ownership Class D Fund, L.P.	Hedge Fund	$186M	$1.0M	291
Caz Gp Ownership Class F Fund, L.P.	Hedge Fund	$146M	$1.0M	227
Caz Private Equity Access Fund Ii, L.P. Onshore (Qp) Series	Private Equity Fund	$139M	$500K	150
Caz Disruptive Technologies Fund, L.P. Kv Portfolio	Private Equity Fund	$131M	$1.0M	339
Caz Co Investment Opportunities Fund, L.P. Mcp Portfolio	Private Equity Fund	$130M	$1.0M	93
Caz Private Equity Ownership Fund, L.P.	Private Equity Fund	$127M	$500K	78
Caz Partners Fund, L.P. Liquid Income Portfolio	Hedge Fund	$123M	$500K	89
Caz Private Equity Ownership D5 Fund, L.P.	Private Equity Fund	$111M	$1.0M	93
Caz Enterprise Software Opportunities Fund, L.P.	Private Equity Fund	$102M	$1.0M	231
Caz Partners Fund Liquid Income (Te), L.P.	Hedge Fund	$87.9M	$100K	189
Caz Gp Ownership Class B Fund, L.P.	Hedge Fund	$87.5M	$1.0M	214
Caz Credit Opportunity, L.P.	Hedge Fund	$84.9M	$500K	56
Caz Co Investment Opportunities Fund, L.P. Ortf2 Portfolio	Private Equity Fund	$75.8M	$250K	30
Caz Co Investment Opportunities Fund, L.P. Isq Portfolio	Private Equity Fund	$66.0M	$1.0M	42
Caz Co Investment Opportunities Fund, L.P. Acp Portfolio	Private Equity Fund	$65.0M	$1.0M	26
Caz Private Income Fund, L.P.	Hedge Fund	$64.3M	$500K	56

Top 25 of 85 funds by gross assets · all funds

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

Form	Period	Size
Form ADV (full filing)	03/31/2026	24.4 MB	View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

• Percentage of assets under management
• Performance-based fees

Services

• Portfolio management for pooled investment vehicles
• Selection of other advisers

Custody

Reported custodians

Fidelity Investments Institutional Services Company, Inc. $50.5M (4% of AUM) Jan 2019
Fidelity Distributors Company Llc $35.6M (2% of AUM) Oct 2020
Wells Fargo $2.6M (0% of AUM) Mar 2024

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗