Wertz York Capital Management Group, Llc
- Regulatory AUM
- $18.2B
- Discretionary
- $12.4B
- Clients
- 33
- Avg AUM / client
- $550M
- Accounts
- 33
- Employees
- 20
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 8 | $9.6B | 52.8% |
| State or municipal government entities | 25 | $8.6B | 47.2% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Brent Wertz | Managing Partner | Jun 2000 (26y) | 75% or more | |
| David Ming Lee Jang | Partner | Aug 2015 (11y) | 5% – 10% | |
| Chin, Sothara | Chief Compliance Officer | May 2019 (7y) | Less than 5% | |
| Dominick Joseph Cristofaro | Registered representative | Jun 2022 (4y) | ||
| Vito Nicholas Resciniti | Registered representative | Jul 2022 (4y) | ||
| Benjamin Richard Streed | Registered representative | CFA | Jan 2023 (4y) | |
| Daniel Christopher Marro | Registered representative | CFA | Feb 2024 (2y) | |
| John M. Scott | Registered representative | Mar 2024 (2y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 955 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- BNY Mellon $10.0B (55% of AUM) Mar 2026
- Td Private Client Wealth Llc $2.3B (42% of AUM) Oct 2020
- U.S. Bank $1.6B (9% of AUM) Mar 2026
- Regions Bank $431M (3% of AUM) Aug 2025
- Wells Fargo $190M (1% of AUM) Aug 2025
- Fifth Third Bank $134M (1% of AUM) Aug 2025
- Ameris Bank $8.2M (0% of AUM) Aug 2025
- J.P. Morgan $8.0M (0% of AUM) Aug 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗