CS
Chin, Sothara
CRD 2063804
Firms
No current firm registrations on file.
Ownership stakes
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Microvest Capital Management, Llc
Chief Compliance Officer · Less than 5% · Dec 2024
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Atlantic Union Municipal Advisors, Inc
Chief Compliance Officer · Less than 5% · Oct 2024
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Tapp Finance, Inc.
Chief Compliance Officer · Less than 5% · Sep 2024
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Wertz York Capital Management Group, Llc
Chief Compliance Officer · Less than 5% · Sep 2024
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Finite Management, Llc
Chief Compliance Officer · Less than 5% · Mar 2023
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗