Atlantic Union Municipal Advisors, Inc
- Regulatory AUM
- $134M
- Discretionary
- $134M
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 1
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of May 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| State or municipal government entities | Fewer than 5 clients | $134M | 100.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ellen Elizabeth Spong | Vice President, Treasurer | Oct 2023 (3y) | Less than 5% | |
| John Foster Ockerman | Vice President, Treasurer | CFA | Oct 2023 (3y) | Less than 5% |
| Mitchell Paul York | President | CFA | Oct 2023 (3y) | Less than 5% |
| Chin, Sothara | Chief Compliance Officer | Jul 2024 (2y) | Less than 5% | |
| Andrew Douglas Davis | Registered representative | CFA | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Atlantic Union Bank | Corporation | Oct 2023 | A | 75% or more |
| Atlantic Union Bankshares Corporation | Corporation | Oct 2023 | B | ≈ 56.25% – 100% via Atlantic Union Bank |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Atlantic Union Bankshares Corporation: 75% – 100% of Atlantic Union Bank × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 927 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.
View current Form ADV (SEC/IAPD) ↗