The Capital Chart Room, Ltd
- Regulatory AUM
- $401M
- Discretionary
- $399M
- Clients
- 65
- Avg AUM / client
- $6.2M
- Accounts
- 295
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 16 | $5.6M | 1.41% |
| High net worth individuals | 14 | $16.1M | 4.02% |
| Charitable organizations | 1 | $516K | 0.13% |
| Corporations and other businesses | 34 | $379M | 94.4% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Mark Holler | President & Partnership Manager | CFP | Jan 2002 (25y) | ≈ 56.25% – 100% via Tccr Holdings, Ltd. |
| David Christopher Hopkins | Registered representative | CFP | Jan 2016 (11y) | |
| Victor Kushal Heetai | Registered representative | CFP | Dec 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tccr Holdings, Ltd. | Limited Partner | Jan 2002 | A | 75% or more |
| Tccr Management, Llc | General Partner | Nov 2001 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jeffrey Mark Holler: 75% – 100% of Tccr Holdings, Ltd. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 992 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $317M (79% of AUM) Mar 2026
- National Financial Services (Fidelity) $144M (47% of AUM) Mar 2022
- Brown Brothers Harriman Investment Services (Japan) Inc. $67.5M (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗