Brown Brothers Harriman Investment Services (Japan) Inc.
$3.9B reported client assets across 7 advisory firms in FY2021 annual amendments
Reported client assets over time
$220M
$1.1B
2017
2021
Same-firm comparison: 5 firms that reported Brown Brothers Harriman Investment Services (Japan) Inc. in both FY2020 and FY2021 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2019 are shown but partial — only FY2017: 2 cohort firms, FY2019: 3 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Cifc Asset Management Llc | $1.6B | $35.2B | 4.6% | 03/31/2022 |
| Bmo Asset Management Corp. | $1.2B | $4.3B | 28.3% | 03/31/2022 |
| Anfield Capital Management, Llc | $464M | $1.5B | 31.3% | 03/23/2022 |
| N | $332M | $1.2B | 27.0% | 03/31/2022 |
| Riverpark Capital Management Llc | $191M | $1.5B | 12.6% | 03/29/2022 |
| Fulcrum Asset Management Llp | $81.1M | $29.8B | 0.3% | 03/28/2022 |
| The Capital Chart Room, Ltd | $51.2M | $308M | 16.6% | 03/21/2022 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.