Anfield Capital Management, Llc
- Regulatory AUM
- $2.2B
- Discretionary
- $2.2B
- Clients
- 13
- Avg AUM / client
- $166M
- Accounts
- 884
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 6 | $708M | 32.7% |
| Other investment advisers | 7 | $1.4B | 66.7% |
| Corporations and other businesses | Fewer than 5 clients | $13.8M | 0.64% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Glain, Sandra, Grace | Trustee | Dec 1999 (27y) | GP / trustee / elected manager of David Young And Sandra G. Glain Family Trust (indirect) | |
| Young, David, Nmn | Manager, Chief Executive Officer | Dec 1999 (27y) | 50% – 75% | |
| Wieman, Jon, M | Chief Compliance Officer | Feb 2019 (8y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Anfield Group, Llc | Member | Jul 2012 | A | 50% – 75% |
| David Young And Sandra G. Glain Family Trust | Managing Member | Aug 2009 | B | ≈ 37.5% – 75% via Anfield Group, Llc |
Estimated effective ownership (look-through of filed bands):
- David Young And Sandra G. Glain Family Trust: 75% – 100% of Anfield Group, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Brown Brothers Harriman Investment Services (Japan) Inc. $473M (33% of AUM) May 2024
- Charles Schwab & Co. $321M (15% of AUM) Mar 2026
- Fifth Third Securities, Inc. $69.8M (3% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗