Ridgewood Investments Llc
- Regulatory AUM
- $419M
- Discretionary
- $355M
- Clients
- 295
- Avg AUM / client
- $1.4M
- Accounts
- 576
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 114 | $71.7M | 17.1% |
| High net worth individuals | 56 | $222M | 53.1% |
| Pooled investment vehicles (non-investment companies) | 62 | $33.5M | 7.98% |
| Pension and profit sharing plans | 37 | $29.2M | 6.95% |
| Other | 26 | $62.4M | 14.9% |
Private funds (7)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $35.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Freedom Income Fund I Series | Other Private Fund | Delaware | $10.4M | 17 |
| Ridgewood Select Value Funds | Hedge Fund | Delaware | $9.7M | 25 |
| Ridgewood Dividend Partners Fund | Hedge Fund | Delaware | $6.2M | 11 |
| Ridgewood Real Estate Series 1 | Real Estate Fund | Delaware | $3.2M | 17 |
| Ridgewood Funds Llc | Real Estate Fund | Delaware | $3.0M | 13 |
| Freedom Real Estate Series 1 | Real Estate Fund | Delaware | $1.4M | 12 |
| Global Crypto Opportunity Fund Series | Hedge Fund | Delaware | $1.4M | 7 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kaushal Bhupendra Majmudar | President, Managing Member, Chief Investment Officer And Chief Compliance Officer | Dec 2002 (24y) | 50% – 75% | |
| Nava Majmudar, Ahalya | Member/Vp | Feb 2006 (21y) | 10% – 25% | |
| Terrance Patrick Mcguire | President, Ridgewood Dividend Growth Partner/Member | Aug 2012 (14y) | 10% – 25% | |
| Valerie Rubio Lemmon | Portfolio Analyst And Partner | CFA | Mar 2013 (13y) | Less than 5% |
| Sam Namiri | Partner | May 2018 (8y) | Less than 5% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (7, $35.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Freedom Income Fund I Series | Other Private Fund | $10.4M | $300K | 17 |
| Ridgewood Select Value Funds | Hedge Fund | $9.7M | $100K | 25 |
| Ridgewood Dividend Partners Fund | Hedge Fund | $6.2M | $250K | 11 |
| Ridgewood Real Estate Series 1 | Real Estate Fund | $3.2M | $500K | 17 |
| Ridgewood Funds Llc | Real Estate Fund | $3.0M | $500K | 13 |
| Freedom Real Estate Series 1 | Real Estate Fund | $1.4M | $500K | 12 |
| Global Crypto Opportunity Fund Series | Hedge Fund | $1.4M | $50.0K | 7 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/03/2026 | 2.7 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $167M (40% of AUM) Apr 2026
- National Financial Services (Fidelity) $149M (36% of AUM) Apr 2026
- Folio Investments, Inc. $33.6M (10% of AUM) Sep 2024
- Interactive Brokers $3.3M (1% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 03, 2026.
View current Form ADV (SEC/IAPD) ↗