Dwd Portfolio Solutions, Inc.
- Regulatory AUM
- $248M
- Discretionary
- $247M
- Clients
- 316
- Avg AUM / client
- $786K
- Accounts
- 779
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 289 | $163M | 65.5% |
| High net worth individuals | 27 | $83.6M | 33.7% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.5M | 0.6% |
| Corporations and other businesses | Fewer than 5 clients | $579K | 0.23% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Maria Carla Devlin | President | CFA | Sep 1994 (32y) | 25% – 50% |
| Sam Cicero Dalesandro | Chief Compliance Officer/Ceo | Dec 2017 (9y) | 50% – 75% | |
| Keith Alan Woerner | Executive V.P. & General Counsel | Dec 2017 (9y) | 25% – 50% | |
| Francis Henry Schuler | Registered representative | CFP | Dec 2017 (9y) | |
| Sara Elizabeth Morrison | Registered representative | CFP | Apr 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 984 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $241M (97% of AUM) Mar 2026
- Fidelity Distributors Company Llc $4.3M (2% of AUM) Mar 2024
- Fidelity Investments Institutional Services Company, Inc. $2.3M (2% of AUM) Jul 2019
- Equity Institutional $543K (1% of AUM) Jul 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗