Shotwell Rutter Baer Inc
- Regulatory AUM
- $184M
- Discretionary
- $184M
- Clients
- 282
- Avg AUM / client
- $652K
- Accounts
- 835
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 220 | $62.4M | 33.9% |
| High net worth individuals | 62 | $121M | 66.1% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Witt Shotwell | President | CFP | Mar 2013 (13y) | 75% or more |
| Jeffrey Alan Rutter | Cco | Jan 2017 (10y) | Less than 5% | |
| Nicholas Frank Nauta | Registered representative | CFP | Feb 2019 (8y) | |
| Ashley Marie Sajor | Registered representative | Feb 2024 (3y) | ||
| Cole Matthew Williams | Registered representative | Jun 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/29/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SUBSCRIPTION FEE FOR PLANNING
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $179M (97% of AUM) Jan 2026
- Sei Securities, Inc. $15.6M (13% of AUM) Feb 2021
- Assetmark Brokerage, Llc $9.9M (9% of AUM) Dec 2020
- Nationwide Securities, Llc $2.3M (2% of AUM) Dec 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 29, 2026.
View current Form ADV (SEC/IAPD) ↗