PW
Provenance Wealth Advisors, Llc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 126529
· SEC file 801-113505
· Fort Lauderdale, FL
·
☆ Save with Pro
ADV data as of Jan 09, 2026
- Regulatory AUM
- $4.4B
- Discretionary
- $2.1B
- Clients
- 3,342
- Avg AUM / client
- $1.3M
- Accounts
- 4,358
- Employees
- 52
AUM over time
$421M
$4.4B
Dec 2018
Dec 2025
Annual snapshots from Form ADV filings · as of Jan 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,538 | $235M | 5.28% |
| High net worth individuals | 547 | $2.7B | 61.1% |
| Pension and profit sharing plans | 120 | $1.1B | 24.7% |
| Charitable organizations | 6 | $9.5M | 0.21% |
| Corporations and other businesses | 131 | $389M | 8.74% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Jl Audio 401(k) Plan Jl Audio, Inc. | 2024 | |
| Chauvet & Sons, Llc 401(k) Profit Sharing Plan Chauvet & Sons, Llc. | 2024 | |
| The Keyes Company 401(k) Profit Sharing Plan The Keyes Company | 2024 | |
| Brandstar 401(k) Retirement Plan O2 Media, Inc. | 2024 | |
| Mshs Group 401(k) Plan Motor Services Hugo Stamp, Inc. | 2024 | |
| Allied Stone, Inc. 401(k) Plan Allied Stone, Inc. | 2024 | |
| Everglades College, Inc. Retirement Savings Plan Everglades College, Inc. | 2024 | |
| Master Halco, Inc. Retirement Savings Value Plan Master Halco, Inc. | 2024 | |
| R.L. Schreiber, Inc. 401(k) Profit Sharing Plan R.L. Schreiber, Inc. | 2024 | |
| Alta Forest Products 401(k) Retirement Plan Alta Forest Products, Llc | 2024 | |
| Global Maritek Systems, Inc. 401(k) Plan Global Maritek Systems, Inc. | 2024 | |
| Multiquip Inc. Profit Sharing And Retirement Savings Plan Multiquip Inc. | 2024 | |
| Pure Source, Llc Retirement Plan Pure Source, Llc | 2024 |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Berkowitz, Richard, Alan | Managing Member | Jan 2000 (27y) | ≈ 9.38% – 37.5% via Paradigm Financial Group Llc | |
| Brant, Barry, Michael | Member | Jan 2000 (27y) | ≈ 9.38% – 37.5% via Paradigm Financial Group Llc | |
| Eric Paul Zeitlin | Member | Jan 2000 (27y) | ≈ 18.75% – 56.25% via Zyh Holding Company Llc | |
| Lee Frederick Hediger | Director | Jan 2000 (27y) | ≈ 9.38% – 37.5% via Zyh Holding Company Llc | |
| Todd Anthony Moll | Director | CFP | Dec 2000 (26y) | Less than 5% |
| Scott Richard Montgomery | Director | Chartered Financial Consultant | May 2003 (23y) | Less than 5% |
| Sean Thomas Deviney | Director | Nov 2005 (21y) | Less than 5% | |
| Thomas Joseph Scanlan | Chief Compliance Officer | May 2018 (8y) | Less than 5% | |
| James Edward Kunkel | Registered representative | May 2003 (23y) | ||
| Brendan Thomas Hayes | Registered representative | Mar 2005 (21y) | ||
| Martha Swain | Registered representative | CFP | Apr 2011 (15y) | |
| Joseph Karl | Registered representative | Oct 2012 (14y) | ||
| William Gerard Mckenna | Registered representative | Chartered Financial Consultant | Apr 2013 (13y) | |
| Kathleen Graham Marteney | Registered representative | Mar 2014 (12y) | ||
| Shane David Phillips | Registered representative | Mar 2015 (11y) | ||
| Ryan T. Whiteman | Registered representative | Apr 2022 (4y) | ||
| Donna Sue Santangelo | Registered representative | Sep 2023 (3y) | ||
| Evan Dunayer | Registered representative | Sep 2023 (3y) | ||
| Augusto Jose De Luna | Registered representative | Oct 2024 (2y) | ||
| William Charles Dahm | Registered representative | CFP | Nov 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pwa Holdings, Llc | Member | Jul 2022 | A | 75% or more |
| Zyh Holding Company Llc | Member | Apr 2021 | B | ≈ 37.5% – 75% via Pwa Holdings, Llc |
| Paradigm Financial Group Llc | Member | Apr 2021 | B | ≈ 37.5% – 75% via Pwa Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Berkowitz, Richard, Alan: 25% – 50% of Paradigm Financial Group Llc × 50% – 75% of Pwa Holdings, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Brant, Barry, Michael: 25% – 50% of Paradigm Financial Group Llc × 50% – 75% of Pwa Holdings, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Eric Paul Zeitlin: 50% – 75% of Zyh Holding Company Llc × 50% – 75% of Pwa Holdings, Llc × 75% – 100% direct ≈ 18.75% – 56.25% of the firm
- Lee Frederick Hediger: 25% – 50% of Zyh Holding Company Llc × 50% – 75% of Pwa Holdings, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Zyh Holding Company Llc: 50% – 75% of Pwa Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Paradigm Financial Group Llc: 50% – 75% of Pwa Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (13)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Jl Audio 401(k) Plan | Jl Audio, Inc. | 0 | $0 | 01/01/2024 |
| Chauvet & Sons, Llc 401(k) Profit Sharing Plan | Chauvet & Sons, Llc. | 260 | $13.1M | 01/01/2024 |
| The Keyes Company 401(k) Profit Sharing Plan | The Keyes Company | 175 | $7.7M | 01/01/2024 |
| Brandstar 401(k) Retirement Plan | O2 Media, Inc. | 223 | $7.0M | 01/01/2024 |
| Mshs Group 401(k) Plan | Motor Services Hugo Stamp, Inc. | 473 | $66.6M | 01/01/2024 |
| Allied Stone, Inc. 401(k) Plan | Allied Stone, Inc. | 809 | $5.3M | 01/01/2024 |
| Everglades College, Inc. Retirement Savings Plan | Everglades College, Inc. | 2,728 | $133M | 01/01/2024 |
| Master Halco, Inc. Retirement Savings Value Plan | Master Halco, Inc. | 1,240 | $74.1M | 01/01/2024 |
| R.L. Schreiber, Inc. 401(k) Profit Sharing Plan | R.L. Schreiber, Inc. | 100 | $6.7M | 01/01/2024 |
| Alta Forest Products 401(k) Retirement Plan | Alta Forest Products, Llc | 493 | $29.3M | 01/01/2024 |
| Global Maritek Systems, Inc. 401(k) Plan | Global Maritek Systems, Inc. | 142 | $10.7M | 01/01/2024 |
| Multiquip Inc. Profit Sharing And Retirement Savings Plan | Multiquip Inc. | 598 | $66.6M | 01/01/2024 |
| Pure Source, Llc Retirement Plan | Pure Source, Llc | 110 | $4.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/09/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Raymond James $2.0B (46% of AUM) Jan 2026
- Empower Retirement $314M (7% of AUM) Jan 2026
- Mml Investors Services, Llc $160M (29% of AUM) Mar 2021
- John Hancock Distributors Llc $154M (6% of AUM) Jan 2024
- Voya Institutional Trust Company $140M (5% of AUM) Jan 2024
- Slavic Investment Corporation $112M (14% of AUM) Jul 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 09, 2026.
View current Form ADV (SEC/IAPD) ↗