Mml Investors Services, Llc
$627M reported client assets across 4 advisory firms in FY2019 annual amendments
Reported client assets over time
$222M
$408M
2017
2019
Same-firm comparison: 2 firms that reported Mml Investors Services, Llc in both FY2018 and FY2019 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017 is shown but partial — only FY2017: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Retirement Plan Advisors, Llc | $362M | $723M | 50.0% | 03/20/2020 |
| Provenance Wealth Advisors, Llc | $160M | $467M | 34.4% | 03/17/2020 |
| Benefit Fiduciary Group Llc | $58.1M | $313M | 18.5% | 03/30/2020 |
| Schulz Wealth, Ltd. | $46.8M | $140M | 33.3% | 02/27/2020 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.