Bsp Ny Llc
- Regulatory AUM
- $14.2B
- Discretionary
- $13.7B
- Clients
- 37
- Avg AUM / client
- $385M
- Accounts
- 43
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 2 | $936M | 6.58% |
| Pooled investment vehicles (non-investment companies) | 35 | $10.9B | 76.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.7B | 12.2% |
| Corporations and other businesses | Fewer than 5 clients | $705M | 4.95% |
Private funds (29)
View all →Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $12.5B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Multi Manager Global Investment Trust Jm3 Global Clo Fund 2020 | Other Private Fund | Cayman Islands | $2.2B | 0 |
| Multi Manager Global Investmen0 T Trust Jm3 Global Clo Fund 2018 | Other Private Fund | Cayman Islands | $2.2B | 1 |
| Alcentra Global High Grade Clo Debt Fund Pcc Limited | Other Private Fund | Guernsey | $1.5B | 7 |
| Mf Global Investment Umbrella Unit Trust Alc Eur Ig Clo Fund | Other Private Fund | Cayman Islands | $1.2B | 1 |
| Shackleton 2014 V R Clo, Ltd. | Securitized Asset Fund | Cayman Islands | $553M | 23 |
| Ascof Iv Holdco Limited master | Hedge Fund | Guernsey | $484M | 34 |
| Shackleton 2015 Vii R Clo, Ltd. | Securitized Asset Fund | Cayman Islands | $481M | 18 |
| Shackleton 2018 Xii Clo, Ltd. | Securitized Asset Fund | Cayman Islands | $478M | 17 |
| Shackleton 2019 Xiv Clo, Ltd. | Securitized Asset Fund | Cayman Islands | $440M | 18 |
| Shackleton 2021 Xvi Clo, Ltd. | Securitized Asset Fund | Cayman Islands | $410M | 15 |
| Shackleton 2019 Xv Clo, Ltd. | Securitized Asset Fund | Cayman Islands | $403M | 18 |
| Shackleton 2013 Iv R Clo, Ltd | Securitized Asset Fund | Cayman Islands | $390M | 22 |
| Shackleton 2013 Iii Clo, Ltd. | Securitized Asset Fund | Cayman Islands | $362M | 25 |
| Shackleton 2017 X Clo, Ltd. | Securitized Asset Fund | Cayman Islands | $360M | 23 |
| Shackleton 2017 Xi Clo, Ltd. | Securitized Asset Fund | Cayman Islands | $345M | 22 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Byrne, Richard, Jan | President | Nov 2022 (4y) | Less than 5% | |
| Gahan, Thomas, James | Chief Investment Officer, Chairman | Nov 2022 (4y) | Less than 5% | |
| Manlowe, David, Joseph | Chief Operations Officer, Chief Executive Officer | Nov 2022 (4y) | Less than 5% | |
| Martoken, Bryan, Roger | Chief Financial Officer | Nov 2022 (4y) | Less than 5% | |
| Schoch, Henry | Chief Accounting Officer | Jan 2024 (3y) | Less than 5% | |
| Gallo, Enrico, Nicholas | Chief Compliance Officer | Apr 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Alcentra Us, Inc. | Shareholder | Feb 2018 | A | 75% or more |
| Franklin Resources, Inc. | Sole Member | Nov 2022 | A | 75% or more |
| Bny Alcentra Group Holdings, Inc. | Shareholder | Nov 2015 | B | ≈ 56.25% – 100% via Alcentra Us, Inc. |
| Franklin Resources Inc. | Shareholder | Nov 2022 | B | ≈ 42.19% – 100% via Bny Alcentra Group Holdings, Inc. |
Estimated effective ownership (look-through of filed bands):
- Bny Alcentra Group Holdings, Inc.: 75% – 100% of Alcentra Us, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Franklin Resources Inc.: 75% – 100% of Bny Alcentra Group Holdings, Inc. × 75% – 100% of Alcentra Us, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (29, $12.5B gross assets)
Top 25 of 29 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 5.4 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $746M (5% of AUM) Mar 2026
- J.P. Morgan $735M (5% of AUM) Mar 2026
- Bnym (Luxembourg) S.A. $705M (5% of AUM) Mar 2026
- BNY Mellon $526M (3% of AUM) Jun 2023
- Barclays Capital Inc. $403M (2% of AUM) Dec 2019
- Mitsubishi Ufj Investor Services & Banking (Luxembourg) S.A. $263M (2% of AUM) Mar 2026
- Northern Trust $53.8M (0% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗