Barclays Capital Inc.
$1.3B reported client assets across 11 advisory firms in FY2023 annual amendments
Reported client assets over time
$29.6M
$900M
2020
2023
Same-firm comparison: 6 firms that reported Barclays Capital Inc. in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2020, 2021 are shown but partial — only FY2020: 1 cohort firms, FY2021: 3 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Iso Mts Capital Management Lp | $523M | $831M | 63.0% | 03/25/2024 |
| Aequim Alternative Investments Lp | $282M | $4.4B | 6.4% | 03/28/2024 |
| Sagefield Investment Group Lp | $128M | $1.5B | 8.7% | 03/29/2024 |
| Gem Capital, L.P. | $118M | $5.8B | 2.1% | 03/29/2024 |
| Sofinnova Investments, Inc. | $95.0M | $4.3B | 2.2% | 03/15/2024 |
| Fj Capital Management Llc | $60.1M | $1.2B | 5.2% | 03/26/2024 |
| Zimmer Partners, Lp | $56.6M | $6.8B | 0.8% | 03/27/2024 |
| N | $46.8M | $2.0B | 2.4% | 03/28/2024 |
| Mariner Investment Group, Llc | $35.3M | $126B | 0.0% | 03/28/2024 |
| Lombard Odier Asset Management (Usa) Corp | $2.2M | $8.3B | 0.0% | 05/01/2024 |
| Nassau Global Credit Llc | $533K | $4.6B | 0.0% | 03/30/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.