LO
Lombard Odier Asset Management (Usa) Corp
SEC-registered
Private Fund Manager · Mid-sized ($1B–$10B)
CRD 153582
· SEC file 801-72554
· New York, NY
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $7.5B
- Discretionary
- $7.5B
- Clients
- 27
- Avg AUM / client
- $277M
- Accounts
- 27
- Employees
- 64
AUM over time
$1.8B
$8.3B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 18 | $6.9B | 92.5% |
| Other | 9 | $564M | 7.53% |
Private funds (15)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $8.2B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| 1798 Adapt Master Fund Ltd master | Hedge Fund | Cayman Islands | $2.2B | 174 |
| 1798 Credit Convexity Master Fund Ltd master | Hedge Fund | Cayman Islands | $1.7B | 32 |
| 1798 Bear Convexity Master Fund master | Hedge Fund | Cayman Islands | $1.7B | 125 |
| 1798 Fundamental Strategies Fund Ltd | Hedge Fund | Cayman Islands | $791M | 75 |
| 1798 Volantis Fund Ltd | Hedge Fund | Cayman Islands | $649M | 71 |
| 1798 Uk Small Cap Best Ideas Fund Ltd | Hedge Fund | Cayman Islands | $212M | 37 |
| 1798 Center Master Fund Ltd | Hedge Fund | Cayman Islands | $183M | 1 |
| 1798 Volantis Catalyst Fund Ii Ltd | Hedge Fund | Cayman Islands | $164M | 39 |
| 1798 Terreneuve Master Fund Ltd master | Hedge Fund | Cayman Islands | $125M | 13 |
| 1798 Torgos Master Fund Ltd | Hedge Fund | Cayman Islands | $120M | 2 |
| 1798 Volantis Catalyst Iii Ltd | Hedge Fund | Cayman Islands | $95.7M | 27 |
| 1798 Cedrus Master Fund Ltd | Hedge Fund | Cayman Islands | $94.1M | 1 |
| 1798 Q Master Fund Ltd | Hedge Fund | Cayman Islands | $79.7M | 1 |
| Global Carbon Opportunity (Cayman) Fund Ltd | Hedge Fund | Cayman Islands | $54.3M | 4 |
| 1798 Tail Systematic Master Fund Ltd master | Hedge Fund | Cayman Islands | $33.1M | 3 |
People (9)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Keller, Hubert | Chairman Of The Board Of Directors | Jan 2006 (21y) | Less than 5% | |
| Rochat, Frederic, Maurice | Managing Partner | Jan 2010 (17y) | GP / trustee / elected manager of Compagnie Lombard Odier Scma (indirect) | |
| Clarke, Peter, Lawrence | Director | Oct 2014 (12y) | Less than 5% | |
| Pittet, Denis, Robert | Managing Partner | Jan 2017 (10y) | GP / trustee / elected manager of Compagnie Lombard Odier Scma (indirect) | |
| Falkengren, Annika | Managing Partner | Jul 2017 (9y) | GP / trustee / elected manager of Compagnie Lombard Odier Scma (indirect) | |
| Alexandre, Philippe, Zeller | Managing Partner | Mar 2019 (7y) | GP / trustee / elected manager of Lo Holding Sa (indirect) | |
| Mouhadeb, Raymond | Chief Executive Officer; Chief Operating Officer, General Counsel | May 2021 (5y) | Less than 5% | |
| Porcherot, Jean Pascal | Director | Jan 2022 (5y) | Less than 5% | |
| Strauss, Elyse, Gwen | Chief Compliance Officer | Aug 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lo Holding Sa | Shareholder | May 2016 | A | 75% or more |
| Compagnie Lombard Odier Scma | Shareholder | Jan 2014 | B | ≈ 56.25% – 100% via Lo Holding Sa |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Compagnie Lombard Odier Scma: 75% – 100% of Lo Holding Sa × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (15, $8.2B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| 1798 Adapt Master Fund Ltd | Hedge Fund | $2.2B | $100K | 174 |
| 1798 Credit Convexity Master Fund Ltd | Hedge Fund | $1.7B | $100K | 32 |
| 1798 Bear Convexity Master Fund | Hedge Fund | $1.7B | $100K | 125 |
| 1798 Fundamental Strategies Fund Ltd | Hedge Fund | $791M | $100K | 75 |
| 1798 Volantis Fund Ltd | Hedge Fund | $649M | $1.0M | 71 |
| 1798 Uk Small Cap Best Ideas Fund Ltd | Hedge Fund | $212M | $1.0M | 37 |
| 1798 Center Master Fund Ltd | Hedge Fund | $183M | $100K | 1 |
| 1798 Volantis Catalyst Fund Ii Ltd | Hedge Fund | $164M | $1.0M | 39 |
| 1798 Terreneuve Master Fund Ltd | Hedge Fund | $125M | $100K | 13 |
| 1798 Torgos Master Fund Ltd | Hedge Fund | $120M | $100K | 2 |
| 1798 Volantis Catalyst Iii Ltd | Hedge Fund | $95.7M | $1.0M | 27 |
| 1798 Cedrus Master Fund Ltd | Hedge Fund | $94.1M | $100K | 1 |
| 1798 Q Master Fund Ltd | Hedge Fund | $79.7M | $100K | 1 |
| Global Carbon Opportunity (Cayman) Fund Ltd | Hedge Fund | $54.3M | $100K | 4 |
| 1798 Tail Systematic Master Fund Ltd | Hedge Fund | $33.1M | $100K | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 3.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Ss&C Technologies, Inc. $454M (6% of AUM) Mar 2026
- State Street $377M (5% of AUM) Mar 2026
- BNY Mellon $149M (2% of AUM) Mar 2026
- Northern Trust $143M (2% of AUM) Mar 2026
- Goldman Sachs $135M (2% of AUM) May 2024
- Morgan Stanley $82.0M (1% of AUM) Mar 2022
- UBS $19.3M (0% of AUM) Mar 2026
- Barclays Capital Inc. $2.2M (0% of AUM) May 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗