Sofinnova Investments, Inc.
- Regulatory AUM
- $5.4B
- Discretionary
- $5.4B
- Clients
- 20
- Avg AUM / client
- $268M
- Accounts
- 20
- Employees
- 41
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 9 | $2.9B | 54.7% |
| Corporations and other businesses | 11 | $2.4B | 45.3% |
Private funds (7)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $2.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sofinnova Venture Partners X, L.P. | Venture Capital Fund | Delaware | $803M | 59 |
| Sofinnova Bioequities Enhanced Master Fund, Lp master | Hedge Fund | Delaware | $766M | 18 |
| Sofinnova Venture Partners Ix, L.P. | Venture Capital Fund | Delaware | $289M | 52 |
| Sofinnova Venture Partners Xi, L.P. | Venture Capital Fund | Delaware | $236M | 51 |
| Sofinnova Bioequities Master Fund, Ltd. master | Hedge Fund | Cayman Islands | $204M | 50 |
| Sofinnova Venture Partners Viii, L.P. | Venture Capital Fund | Delaware | $7.7M | 41 |
| Sofinnova Synergy Master Fund, Lp master | Hedge Fund | Delaware | $5.1M | 13 |
People (8)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Azan, Alain, Louis | Shareholder | Jun 1997 (29y) | 5% – 10% | |
| Auber, Nathalie, Marie | Shareholder, Director And Chief Financial Officer | Jan 1998 (29y) | 5% – 10% | |
| Healy, James, Irvin | Shareholder, Director | Jun 2000 (26y) | 50% – 75% | |
| Shahlavi, Hooman, No Middle Name | Shareholder, Secretary And Chief Legal Officer | Feb 2007 (20y) | 5% – 10% | |
| Delbridge, Eric, Helmut | Director | May 2016 (10y) | Less than 5% | |
| Ekman, Lars, Gosta | Board Of Directors Member, Executive Partner | Sep 2016 (10y) | Less than 5% | |
| Brody, James, Dennis | Chief Compliance Officer | Oct 2016 (10y) | Less than 5% | |
| Katabi, Maha, Mehdi | Shareholder, Director And Vice President | Apr 2019 (7y) | 10% – 25% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (7, $2.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sofinnova Venture Partners X, L.P. | Venture Capital Fund | $803M | $500K | 59 |
| Sofinnova Bioequities Enhanced Master Fund, Lp | Hedge Fund | $766M | $3.0M | 18 |
| Sofinnova Venture Partners Ix, L.P. | Venture Capital Fund | $289M | $500K | 52 |
| Sofinnova Venture Partners Xi, L.P. | Venture Capital Fund | $236M | $500K | 51 |
| Sofinnova Bioequities Master Fund, Ltd. | Hedge Fund | $204M | $3.0M | 50 |
| Sofinnova Venture Partners Viii, L.P. | Venture Capital Fund | $7.7M | $500K | 41 |
| Sofinnova Synergy Master Fund, Lp | Hedge Fund | $5.1M | $500K | 13 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 3.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • PERCENT OF CAPITAL COMMITMENTS
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Goldman Sachs $1.3B (24% of AUM) Mar 2026
- Bofa Securities, Inc. $715M (13% of AUM) Mar 2026
- J.P. Morgan $329M (9% of AUM) Jul 2023
- Morgan Stanley $284M (5% of AUM) Mar 2026
- Barclays Capital Inc. $122M (2% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗