Aequim Alternative Investments Lp
- Regulatory AUM
- $8.2B
- Discretionary
- $8.2B
- Clients
- 5
- Avg AUM / client
- $1.6B
- Accounts
- 5
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $5.0B | 60.5% |
| State or municipal government entities | 2 | $3.3B | 39.5% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $3.4B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Aequim Arbitrage Master Fund Lp master | Hedge Fund | Cayman Islands | $3.4B | 73 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Goldstein, David, Craig | Chief Operating Officer And Chief Compliance Officer | Jan 2018 (9y) | 10% – 25% | |
| Parlamis, Franklin, Michael | Chief Investment Officer | Jan 2018 (9y) | ≈ 0% – 5% via Aequim Alternative Investments Llc | |
| Cater, Charles, Dylan | Limited Partner | Mar 2020 (6y) | 10% – 25% | |
| Leograndis, Gregory, John | Limited Partner | Mar 2020 (6y) | 5% – 10% | |
| Winchester, Christopher, Sean | Limited Partner | Mar 2020 (6y) | 5% – 10% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Aequim Alternative Investments Llc | General Partner | Jan 2018 | A | Less than 5% |
| The Aequim Initiative Llc | Limited Partner | Apr 2021 | A | Less than 5% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Parlamis, Franklin, Michael: 75% – 100% of Aequim Alternative Investments Llc × 0% – 5% direct ≈ 0% – 5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $3.4B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Aequim Arbitrage Master Fund Lp | Hedge Fund | $3.4B | $1.0M | 73 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Bnp Paribas Securities Corp. $1.3B (15% of AUM) Mar 2026
- J.P. Morgan $1.1B (13% of AUM) Mar 2026
- Barclays Capital Inc. $817M (10% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗