Estabrook Capital Management Llc
- Regulatory AUM
- $933M
- Discretionary
- $933M
- Clients
- 767
- Avg AUM / client
- $1.2M
- Accounts
- 767
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Investments (13F portfolio — 380 positions, $685,262,521)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Microsoft Corporation | COMMON | $55,914,549 | 151,051 | 8.16% | 5.99% |
| 2 | J.P. Morgan Chase & Co | COMMON | $47,744,227 | 162,307 | 6.97% | 5.12% |
| 3 | Apple Computer Inc | COMMON | $45,575,862 | 179,581 | 6.65% | 4.88% |
| 4 | Costco Wholesale Corp | COMMON | $32,922,047 | 33,040 | 4.8% | 3.53% |
| 5 | Johnson & Johnson | COMMON | $21,964,645 | 89,857 | 3.21% | 2.35% |
| 6 | Alphabet Class A | COMMON | $19,835,026 | 68,977 | 2.89% | 2.13% |
| 7 | Chevron Corporation | COMMON | $16,480,619 | 79,655 | 2.41% | 1.77% |
| 8 | International Business Machine | COMMON | $16,218,073 | 66,909 | 2.37% | 1.74% |
| 9 | Honeywell International Inc. | COMMON | $15,783,675 | 69,830 | 2.3% | 1.69% |
| 10 | Citigroup Inc | COMMON | $15,531,726 | 136,952 | 2.27% | 1.66% |
| 11 | Conocophillips | COMMON | $15,257,088 | 115,584 | 2.23% | 1.63% |
| 12 | Pnc Financial Group | COMMON | $14,853,880 | 71,382 | 2.17% | 1.59% |
| 13 | Union Pac Corp | COMMON | $14,062,740 | 57,962 | 2.05% | 1.51% |
| 14 | Bank Of America | COMMON | $13,983,986 | 286,851 | 2.04% | 1.5% |
| 15 | Cisco Sys Inc | COMMON | $13,705,420 | 176,639 | 2.0% | 1.47% |
| 16 | Chubb Limited Com | COMMON | $13,635,282 | 41,835 | 1.99% | 1.46% |
| 17 | Exxon Mobil Corporation | COMMON | $12,574,690 | 74,117 | 1.84% | 1.35% |
| 18 | Merck & Company | COMMON | $11,817,771 | 98,244 | 1.72% | 1.27% |
| 19 | Williams Co | COMMON | $11,573,330 | 159,018 | 1.69% | 1.24% |
| 20 | Corning Inc | COMMON | $10,723,954 | 78,870 | 1.56% | 1.15% |
| 21 | Pfizer Inc | COMMON | $9,259,745 | 329,763 | 1.35% | 0.99% |
| 22 | Wells Fargo New | COMMON | $9,185,720 | 115,384 | 1.34% | 0.98% |
| 23 | Wal Mart Stores Inc | COMMON | $9,088,845 | 73,132 | 1.33% | 0.97% |
| 24 | Verizon Communications | COMMON | $9,007,888 | 179,440 | 1.31% | 0.97% |
| 25 | Ge Aerospace | COMMON | $8,999,766 | 31,715 | 1.31% | 0.96% |
Top 25 of 380 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 548 | $154M | 16.5% |
| High net worth individuals | 149 | $600M | 64.3% |
| Pension and profit sharing plans | 18 | $12.2M | 1.3% |
| Charitable organizations | 34 | $69.1M | 7.41% |
| State or municipal government entities | 1 | $13.3M | 1.43% |
| Corporations and other businesses | 17 | $84.4M | 9.04% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Foley, Charles, Thomas | Chairman And Chief Investment Officer | Jun 2003 (23y) | 25% – 50% | |
| Foley, David, Patrick | Chief Operating Officer | Jun 2003 (23y) | 25% – 50% | |
| Foley, Ii, Charles, Thomas | Member | Jun 2003 (23y) | 10% – 25% | |
| White, Sarah, Nora | Chief Compliance Officer | Mar 2016 (10y) | Less than 5% | |
| William Calvin Petty | Registered representative | Oct 2008 (18y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $522M (56% of AUM) Mar 2026
- Wells Fargo $125M (13% of AUM) Mar 2026
- Janney Montgomery Scott Llc $99.4M (12% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗