Janney Montgomery Scott Llc
$3.7B reported client assets across 4 advisory firms in FY2019 annual amendments
Reported client assets over time
$3.7B
$3.7B
2017
2019
Same-firm comparison: 3 firms that reported Janney Montgomery Scott Llc in both FY2018 and FY2019 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017 is shown but partial — only FY2017: 2 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| N | $3.0B | $3.1B | 96.4% | 03/31/2020 |
| Vestmark Advisory Solutions, Inc. | $652M | $1.0B | 64.4% | 03/27/2020 |
| Estabrook Capital Management Llc | $99.4M | $851M | 11.7% | 03/27/2020 |
| Richard Bernstein Advisors Llc | $2.1M | $3.7B | 0.1% | 02/28/2020 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.