Hawkins Investment Counsel, Llc
- Regulatory AUM
- $168M
- Discretionary
- $0
- Clients
- 98
- Avg AUM / client
- $1.7M
- Accounts
- 98
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 48 | $17.9M | 10.7% |
| High net worth individuals | 50 | $150M | 89.3% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Wayne Hawkins | Managing Member / Cco | CFA | Mar 2005 (21y) | 75% or more |
| Thomas Staley Morton | Registered representative | CFA | Jan 2011 (16y) | |
| Thomas Patrick Ryan | Registered representative | May 2024 (2y) | ||
| Peter Morton | Registered representative | CFP | Mar 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 977 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $164M (98% of AUM) Mar 2026
- Vanguard Marketing Corporation $3.1M (2% of AUM) Mar 2026
- The Vanguard Group, Inc. $2.6M (2% of AUM) Mar 2025
- Tiaa Cref Investment Management Llc $381K (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗