William B. Walkup & Associates, Inc.
- Regulatory AUM
- $178M
- Discretionary
- $178M
- Clients
- 65
- Avg AUM / client
- $2.7M
- Accounts
- 65
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 33 | $13.9M | 7.79% |
| High net worth individuals | 18 | $66.5M | 37.3% |
| Pooled investment vehicles (non-investment companies) | 13 | $89.4M | 50.2% |
| Corporations and other businesses | 1 | $8.5M | 4.77% |
Private funds (13)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $88.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Columbia Cash Reserves. Llc | Private Equity Fund | South Carolina | $24.5M | 98 |
| Equity 99 Llc | Private Equity Fund | South Carolina | $23.4M | 57 |
| Equity 97 Llc | Private Equity Fund | South Carolina | $10.0M | 19 |
| Equity 83 Llc | Private Equity Fund | South Carolina | $6.9M | 38 |
| Equity 96 Llc | Private Equity Fund | South Carolina | $6.7M | 36 |
| Equity 95 Llc | Private Equity Fund | South Carolina | $3.1M | 19 |
| Equity 86 Llc | Private Equity Fund | South Carolina | $2.8M | 24 |
| Equity 89 Llc | Private Equity Fund | South Carolina | $2.3M | 7 |
| Equity 94 Llc | Private Equity Fund | South Carolina | $2.2M | 8 |
| Equity 85 Llc | Private Equity Fund | South Carolina | $2.2M | 12 |
| Equity 84 Llc | Private Equity Fund | South Carolina | $2.2M | 6 |
| Equity 93 Llc | Private Equity Fund | South Carolina | $1.4M | 17 |
| Capital Growth Investment Llc | Private Equity Fund | South Carolina | $1.0M | 5 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Baskin Walkup | Owner/Investment Advisor Representative | Sep 1992 (34y) | 75% or more | |
| Christopher Joel Walkup | Cfo | CFA | Sep 2001 (25y) | Less than 5% |
| Richard Brantley Newsome | Chief Compliance Officer | CFP | Mar 2024 (2y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (13, $88.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Columbia Cash Reserves. Llc | Private Equity Fund | $24.5M | $10.0K | 98 |
| Equity 99 Llc | Private Equity Fund | $23.4M | $10.0K | 57 |
| Equity 97 Llc | Private Equity Fund | $10.0M | $10.0K | 19 |
| Equity 83 Llc | Private Equity Fund | $6.9M | $10.0K | 38 |
| Equity 96 Llc | Private Equity Fund | $6.7M | $10.0K | 36 |
| Equity 95 Llc | Private Equity Fund | $3.1M | $10.0K | 19 |
| Equity 86 Llc | Private Equity Fund | $2.8M | $10.0K | 24 |
| Equity 89 Llc | Private Equity Fund | $2.3M | $10.0K | 7 |
| Equity 94 Llc | Private Equity Fund | $2.2M | $10.0K | 8 |
| Equity 85 Llc | Private Equity Fund | $2.2M | $10.0K | 12 |
| Equity 84 Llc | Private Equity Fund | $2.2M | $10.0K | 6 |
| Equity 93 Llc | Private Equity Fund | $1.4M | $10.0K | 17 |
| Capital Growth Investment Llc | Private Equity Fund | $1.0M | $10.0K | 5 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 3.45 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Interactive Brokers $147M (82% of AUM) Mar 2026
- E*TRADE (Morgan Stanley) $108M (74% of AUM) Nov 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗