Pasqua, Thomas
- Regulatory AUM
- $130M
- Discretionary
- $50.8M
- Clients
- 53
- Avg AUM / client
- $2.4M
- Accounts
- 53
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 30 | $14.1M | 10.9% |
| High net worth individuals | 15 | $36.7M | 28.3% |
| Pension and profit sharing plans | 8 | $78.9M | 60.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Williams Lumber Inc. 401(k) Profit Sharing Plan Williams Lumber Inc. | 2024 | |
| Prospect Capital Management, Lp Profit Sharing Plan And Trust Prospect Capital Management, Lp | West Palm Bch, FL | 2024 |
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Williams Lumber Inc. 401(k) Profit Sharing Plan | Williams Lumber Inc. | 322 | $14.2M | 01/01/2024 |
| Prospect Capital Management, Lp Profit Sharing Plan And Trust | Prospect Capital Management, Lp | 129 | $38.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/10/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $50.8M (39% of AUM) Feb 2026
- Charles Schwab & Co. $1 (0% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 10, 2026.
View current Form ADV (SEC/IAPD) ↗