AUMdb

Prospect Capital Management, Lp Profit Sharing Plan And Trust

Sponsored by Prospect Capital Management, Lp · EIN 113716501 · Plan #002 · West Palm Bch, FL

Total assets
$38.5M
Net assets
$38.5M
Active participants
129
With balances
141

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Pasqua, Thomas CRD 139618 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Pasqua Thomas Investment advisory (plan) $68,477
Fidelity Investments Institutional Participant loan processing, Sub-transfer agency fees, Recordkeeping fees $16,734