Brookstone Capital Management Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 141413
· SEC file 801-68010
· Wheaton, IL
· WWW.BROOKSTONECM.COM
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ADV data as of Mar 11, 2026
- Regulatory AUM
- $12.8B
- Discretionary
- $12.8B
- Clients
- 54,845
- Avg AUM / client
- $232K
- Accounts
- 81,900
- Employees
- 405
AUM over time
$364M
$12.8B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 49,950 | $11.0B | 86.4% |
| High net worth individuals | 4,860 | $1.6B | 12.9% |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Pension and profit sharing plans | Fewer than 5 clients | — | — |
| Charitable organizations | Fewer than 5 clients | — | — |
| State or municipal government entities | Fewer than 5 clients | — | — |
| Other investment advisers | Fewer than 5 clients | — | — |
| Insurance companies | Fewer than 5 clients | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | — | — |
| Corporations and other businesses | 35 | $87.5M | 0.69% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Delta 401(k) Retirement Plan Delta Air Lines, Inc. | 2024 | |
| California Iso Retirement Savings Benefits Plan California Independent System Operator Corporation | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (337)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nadim "Dean" Zayed | Chief Executive Officer | CFP | May 2003 (23y) | Less than 5% |
| Matthew Lee Lovett | Chief Compliance Officer | Nov 2013 (13y) | Less than 5% | |
| Mark William Diorio | Chief Investment Officer | CFA | Jul 2015 (11y) | Less than 5% |
| Ronconi, Darryl, Desmond | President And Chief Operating Officer | Oct 2015 (11y) | Less than 5% | |
| Jason Michael Crump | Vp, Relationship Manager | Jul 2020 (6y) | Less than 5% | |
| Joel Gerald Vanwoerkom | Vp, Operations | Jul 2020 (6y) | Less than 5% | |
| Moore, Gideon, Cloyes | Chief Legal Officer | Jan 2024 (3y) | Less than 5% | |
| Quinn, James, Joseph | Chief Financial Officer | Jan 2024 (3y) | Less than 5% | |
| Matthew David Yokie | Registered representative | Feb 2007 (19y) | ||
| Stacey Lynn Tate | Registered representative | Jul 2007 (19y) | ||
| Steven Russell Clark | Registered representative | Aug 2007 (19y) | ||
| Thomas Brian Hayes | Registered representative | Jan 2008 (19y) | ||
| Ed L Pennington | Registered representative | Feb 2008 (18y) | ||
| Richard Todd Baker | Registered representative | Feb 2008 (18y) | ||
| Bonnie Suzanne Griffith | Registered representative | Mar 2008 (18y) | ||
| David Brian Blickhan | Registered representative | Mar 2008 (18y) | ||
| Michael David Ausherman | Registered representative | Chartered Financial Consultant | Mar 2008 (18y) | |
| David William Evans | Registered representative | Chartered Financial Consultant | Mar 2008 (18y) | |
| Jerry Douglas Means | Registered representative | Mar 2008 (18y) | ||
| Peter Ross Wechsler | Registered representative | May 2008 (18y) | ||
| Teresa Lynn Bear | Registered representative | May 2008 (18y) | ||
| William Mark Peterson | Registered representative | Sep 2008 (18y) | ||
| Casey Madden | Registered representative | CFP | Jan 2009 (18y) | |
| Marsha G Harris | Registered representative | Mar 2009 (17y) | ||
| Nicholas Alexander Royer | Registered representative | Jun 2009 (17y) | ||
| Scott Perry Carter | Registered representative | Oct 2009 (17y) | ||
| Samuel Franklin Payne | Registered representative | Jan 2010 (17y) | ||
| David Allen Wasson | Registered representative | Jan 2010 (17y) | ||
| Robert Dean Pyne | Registered representative | Chartered Financial Consultant | Jan 2010 (17y) | |
| Richard A Pucciarelli | Registered representative | Jan 2010 (17y) | ||
| David Walter Wilcox | Registered representative | Feb 2010 (16y) | ||
| Russell T Amsden | Registered representative | Feb 2010 (16y) | ||
| Gary John Shramuk | Registered representative | Jul 2010 (16y) | ||
| Jonathan M. Clark | Registered representative | Jul 2010 (16y) | ||
| Donald James Traugott | Registered representative | Feb 2011 (15y) | ||
| Ernest Louis Bonnoitt | Registered representative | Mar 2011 (15y) | ||
| Haydn Scott Parry | Registered representative | May 2011 (15y) | ||
| Mark David Perkins | Registered representative | Aug 2011 (15y) | ||
| Jared Lozano Davis | Registered representative | Aug 2011 (15y) | ||
| Ramona Ann Purvis | Registered representative | Aug 2011 (15y) | ||
| Courtney Lynn Bonstrom | Registered representative | Aug 2011 (15y) | ||
| Holly E Powell | Registered representative | CFP | Dec 2011 (15y) | |
| Nicholas Anthony Boeckman | Registered representative | CFP | Feb 2012 (14y) | |
| Jeffrey Alan Wilcox | Registered representative | Jun 2012 (14y) | ||
| Raymond Michael Winslow | Registered representative | Sep 2012 (14y) | ||
| Christopher Martin Stern | Registered representative | Jan 2013 (14y) | ||
| Kevin Charles Mccarthy | Registered representative | Mar 2013 (13y) | ||
| Josiah Grauso | Registered representative | May 2013 (13y) | ||
| Peter Emerson Trinidad | Registered representative | Jun 2013 (13y) | ||
| Dariusz Godlewski | Registered representative | Aug 2013 (13y) | ||
| Matthew A Burklund | Registered representative | Aug 2013 (13y) | ||
| Debbie Diane Payne | Registered representative | Oct 2013 (13y) | ||
| Steve Huston Parker | Registered representative | Oct 2013 (13y) | ||
| Arthur Ronald Taxin | Registered representative | Oct 2013 (13y) | ||
| Richard Alan Leasure | Registered representative | CFP Chartered Financial Consultant | Nov 2013 (13y) | |
| Michael Nicholas Lemaich | Registered representative | Nov 2013 (13y) | ||
| Kirk James Cox | Registered representative | Dec 2013 (13y) | ||
| Richard Mobley Ringgold | Registered representative | CFP | Feb 2014 (12y) | |
| Guy Daniel Gohn | Registered representative | Feb 2014 (12y) | ||
| Garrett Michael Groebner | Registered representative | Mar 2014 (12y) | ||
| Christopher Mckenna Wright | Registered representative | Mar 2014 (12y) | ||
| Ralph Anthony Grauso | Registered representative | Mar 2014 (12y) | ||
| Kyle S. Plotkin | Registered representative | Apr 2014 (12y) | ||
| Carl Monroe Mook | Registered representative | Jul 2014 (12y) | ||
| Stephen Edwin Arnold | Registered representative | Jul 2014 (12y) | ||
| Mark Edmund Macdonald | Registered representative | Jul 2014 (12y) | ||
| Daniel Franklin Peacock | Registered representative | Aug 2014 (12y) | ||
| Adam L. Goodman | Registered representative | Sep 2014 (12y) | ||
| John Charles Flaherty | Registered representative | Oct 2014 (12y) | ||
| Kevin Blake Pulliam | Registered representative | Nov 2014 (12y) | ||
| Andrew John Andersen | Registered representative | Feb 2015 (11y) | ||
| Michael A Jones | Registered representative | Chartered Financial Consultant | Feb 2015 (11y) | |
| Charles Lee Barber | Registered representative | Mar 2015 (11y) | ||
| Robert Frederick Seiler | Registered representative | Mar 2015 (11y) | ||
| Lawrence R Delegge | Registered representative | Apr 2015 (11y) | ||
| Charles Everett Winfrey | Registered representative | May 2015 (11y) | ||
| Jeffrey M Gorton | Registered representative | CFP | May 2015 (11y) | |
| William Gabriel Adcock | Registered representative | Jun 2015 (11y) | ||
| Joseph Paul Okros | Registered representative | Jul 2015 (11y) | ||
| Michael William Grady | Registered representative | Aug 2015 (11y) | ||
| John Allan Chapman | Registered representative | Sep 2015 (11y) | ||
| Shawn Brooks Kiehne | Registered representative | Sep 2015 (11y) | ||
| Christopher Shawn Mcintire | Registered representative | Nov 2015 (11y) | ||
| Steve M Shyman | Registered representative | Nov 2015 (11y) | ||
| Conrad Stephen Kunkel | Registered representative | Dec 2015 (11y) | ||
| Stephen G. Davis | Registered representative | Jan 2016 (11y) | ||
| John Christopher Schnorr | Registered representative | Mar 2016 (10y) | ||
| Ryan James Cravitz | Registered representative | CFP | Mar 2016 (10y) | |
| Rodney Tate Martin | Registered representative | Mar 2016 (10y) | ||
| Karen Mims | Registered representative | Apr 2016 (10y) | ||
| Dwayne Carroll Hiltner | Registered representative | Apr 2016 (10y) | ||
| Peter Michael Richon | Registered representative | May 2016 (10y) | ||
| Dustin Daniel Mundorf | Registered representative | Jun 2016 (10y) | ||
| Derek Norman Sauerwine | Registered representative | Jun 2016 (10y) | ||
| John David Iammarino | Registered representative | Jun 2016 (10y) | ||
| Carla Jean Merlak | Registered representative | Jun 2016 (10y) | ||
| Antonio Luis Lugo | Registered representative | CFP | Jun 2016 (10y) | |
| Joseph Walter Dowling | Registered representative | Jul 2016 (10y) | ||
| Wesley Ellis Walters | Registered representative | Jul 2016 (10y) | ||
| Gary S. Graham | Registered representative | Jul 2016 (10y) | ||
| Jordan Flowers | Registered representative | Jul 2016 (10y) | ||
| Matt Mc Intosh | Registered representative | CFP | Aug 2016 (10y) | |
| Roger Dale Fuhrman | Registered representative | Aug 2016 (10y) | ||
| Darryl Rosen | Registered representative | Aug 2016 (10y) | ||
| Alan David Ragovin | Registered representative | CFP | Aug 2016 (10y) | |
| Owen Sherwood Arnoff | Registered representative | Sep 2016 (10y) | ||
| Elaine Edwards | Registered representative | CFP | Sep 2016 (10y) | |
| Patricia Lynn Baxter | Registered representative | Sep 2016 (10y) | ||
| Kimberly Jean Wells | Registered representative | CFP | Oct 2016 (10y) | |
| Brian Brassell | Registered representative | Dec 2016 (10y) | ||
| Ross Frederick Browne | Registered representative | Dec 2016 (10y) | ||
| Winston Pickens Stevenson | Registered representative | Jan 2017 (10y) | ||
| Scott Elliot Bird | Registered representative | Jan 2017 (10y) | ||
| Kenneth Wayne Sisk | Registered representative | Feb 2017 (9y) | ||
| Ken David Walbridge | Registered representative | Mar 2017 (9y) | ||
| Robert Edward Szymanski | Registered representative | CFP Chartered Financial Consultant | Mar 2017 (9y) | |
| David Mcdowell Bryant | Registered representative | Mar 2017 (9y) | ||
| Anthony Joseph Paul | Registered representative | Apr 2017 (9y) | ||
| Russell Lee Game | Registered representative | Chartered Financial Consultant | Apr 2017 (9y) | |
| Brian David Havermann | Registered representative | May 2017 (9y) | ||
| Gerald Francis Monahan | Registered representative | May 2017 (9y) | ||
| James Stewart Hausherr | Registered representative | May 2017 (9y) | ||
| Richard Lewis | Registered representative | May 2017 (9y) | ||
| Bernard Emile Boucher | Registered representative | Jun 2017 (9y) | ||
| Ray Charles Croff | Registered representative | Jun 2017 (9y) | ||
| Patrick James Letizia | Registered representative | Jun 2017 (9y) | ||
| Peter James Conway | Registered representative | Jun 2017 (9y) | ||
| Hugh F O'rourke | Registered representative | Jul 2017 (9y) | ||
| Luke Richard Bertke | Registered representative | Aug 2017 (9y) | ||
| Pelayo Nicholas Garcia | Registered representative | Aug 2017 (9y) | ||
| Brian Keith Swerdlow | Registered representative | Nov 2017 (9y) | ||
| Glenn Ray Price | Registered representative | Nov 2017 (9y) | ||
| Walter John West | Registered representative | Jan 2018 (9y) | ||
| Alan Laurin Pershing | Registered representative | Jan 2018 (9y) | ||
| Douglas J Roller | Registered representative | Jan 2018 (9y) | ||
| Joshua L Millard | Registered representative | Jan 2018 (9y) | ||
| Mauro Michael D'amico | Registered representative | Jan 2018 (9y) | ||
| David Dinchung Lo | Registered representative | Jan 2018 (9y) | ||
| Melissa Rene Harper | Registered representative | Mar 2018 (8y) | ||
| Joshua Brandon Musick | Registered representative | Mar 2018 (8y) | ||
| David Nelson Harper | Registered representative | Mar 2018 (8y) | ||
| Travis Griffin | Registered representative | Apr 2018 (8y) | ||
| Timothy Michael Fallon | Registered representative | Apr 2018 (8y) | ||
| Bryan Foster | Registered representative | May 2018 (8y) | ||
| John D Fontana | Registered representative | May 2018 (8y) | ||
| Stephen Albert Morris | Registered representative | CFP | Jun 2018 (8y) | |
| Benjamin J Parker | Registered representative | Jul 2018 (8y) | ||
| Canaan Trace Penland | Registered representative | Aug 2018 (8y) | ||
| Michael Joseph Beshoar | Registered representative | Sep 2018 (8y) | ||
| April Reed Crews | Registered representative | Sep 2018 (8y) | ||
| Abby Christine Reed | Registered representative | Sep 2018 (8y) | ||
| Daniel George Crews | Registered representative | Sep 2018 (8y) | ||
| Sage Vincent Capone | Registered representative | Oct 2018 (8y) | ||
| James William Aldrich | Registered representative | Nov 2018 (8y) | ||
| Susan Charlson Mcnamara Musil | Registered representative | Dec 2018 (8y) | ||
| Lloyd Vernon Childress | Registered representative | Dec 2018 (8y) | ||
| Bryan Michael Rich | Registered representative | May 2019 (7y) | ||
| Nathan L Parchman | Registered representative | Jun 2019 (7y) | ||
| Jeremy Adam Wechsler | Registered representative | Jul 2019 (7y) | ||
| Cory Crawford Stilp | Registered representative | Jul 2019 (7y) | ||
| Dillon Blake Woodruff | Registered representative | CFP | Aug 2019 (7y) | |
| Robert E. Quittner | Registered representative | CFP | Aug 2019 (7y) | |
| Nathan David Garnett | Registered representative | Sep 2019 (7y) | ||
| Thomas Joseph O'connell | Registered representative | Sep 2019 (7y) | ||
| Marissa Wood | Registered representative | Oct 2019 (7y) | ||
| Nancy Williams Schilreff | Registered representative | Oct 2019 (7y) | ||
| Thomas R. Schilreff | Registered representative | Oct 2019 (7y) | ||
| Daniel Paul Jones | Registered representative | Oct 2019 (7y) | ||
| John Stanley Harding | Registered representative | CFP Chartered Financial Consultant | Nov 2019 (7y) | |
| Charles Daniel Yancey | Registered representative | Nov 2019 (7y) | ||
| Thomas Gerard Avellino | Registered representative | Nov 2019 (7y) | ||
| Craig Martin Dembeck | Registered representative | Nov 2019 (7y) | ||
| Steven Francis Garibay | Registered representative | Nov 2019 (7y) | ||
| Ford Mcneill Stokes | Registered representative | Dec 2019 (7y) | ||
| Michael A Graff | Registered representative | Dec 2019 (7y) | ||
| Nolan James Goslee | Registered representative | Jan 2020 (7y) | ||
| Randal E Locklier | Registered representative | Jan 2020 (7y) | ||
| Robert Ronald Courser | Registered representative | CFP | Jan 2020 (7y) | |
| Todd Christopher Pierce | Registered representative | Jan 2020 (7y) | ||
| Brandy Seats | Registered representative | Jan 2020 (7y) | ||
| Richard Brown | Registered representative | Jan 2020 (7y) | ||
| Lilach West | Registered representative | Jan 2020 (7y) | ||
| Alexander Bobin | Registered representative | CFA | Feb 2020 (6y) | |
| Taylor Scott Copas | Registered representative | Feb 2020 (6y) | ||
| Palmerino Pasquale Santaniello | Registered representative | Mar 2020 (6y) | ||
| Sean Paul Tole | Registered representative | Mar 2020 (6y) | ||
| Marvin Ray Reynolds | Registered representative | Chartered Financial Consultant | Apr 2020 (6y) | |
| Darin Louw | Registered representative | CFP | May 2020 (6y) | |
| Kenneth Orenstein | Registered representative | Jun 2020 (6y) | ||
| Daniel James Gunderson | Registered representative | Jun 2020 (6y) | ||
| Christopher Mark Glading | Registered representative | Jul 2020 (6y) | ||
| Dwight Robert Mejan | Registered representative | Jul 2020 (6y) | ||
| Jerard Al James Woods | Registered representative | Jul 2020 (6y) | ||
| Zachariah Robertson | Registered representative | Aug 2020 (6y) | ||
| Julie Rae Abrams | Registered representative | Aug 2020 (6y) | ||
| Thomas Cecil Martin | Registered representative | Sep 2020 (6y) | ||
| George William Clark | Registered representative | Sep 2020 (6y) | ||
| Kyle Boston | Registered representative | Sep 2020 (6y) | ||
| Brent M Wells | Registered representative | Sep 2020 (6y) | ||
| Jeffrey Banks | Registered representative | Oct 2020 (6y) | ||
| Matthew Brian Costello | Registered representative | Oct 2020 (6y) | ||
| Katherine Yvonne Fowler | Registered representative | Nov 2020 (6y) | ||
| Vanessa M Retter | Registered representative | Feb 2021 (5y) | ||
| Andres Javier Cota | Registered representative | Mar 2021 (5y) | ||
| Stephen Andrew Young | Registered representative | CFP | Mar 2021 (5y) | |
| Alec Derderian | Registered representative | Mar 2021 (5y) | ||
| Thomas Richard Young | Registered representative | Mar 2021 (5y) | ||
| Eddie Deshaun James | Registered representative | Jun 2021 (5y) | ||
| Hans Eckart Scheil | Registered representative | CFP Chartered Financial Consultant | Jun 2021 (5y) | |
| Daniel Thomas Scalzi | Registered representative | Jun 2021 (5y) | ||
| Randall Eric Fritts | Registered representative | Chartered Financial Consultant | Jun 2021 (5y) | |
| Michael Thomas Miller | Registered representative | Jul 2021 (5y) | ||
| Todd Lee Schossow | Registered representative | Jul 2021 (5y) | ||
| Abraham Johnson | Registered representative | Jul 2021 (5y) | ||
| Eric Kim Hall | Registered representative | Aug 2021 (5y) | ||
| Brian Howard Jones | Registered representative | Aug 2021 (5y) | ||
| Justin Romo | Registered representative | Sep 2021 (5y) | ||
| Matthew Howard | Registered representative | Sep 2021 (5y) | ||
| Robert Owen Radford | Registered representative | Sep 2021 (5y) | ||
| Austin Chase Larkin | Registered representative | Oct 2021 (5y) | ||
| Austin Taylor Kobilka | Registered representative | Jan 2022 (5y) | ||
| Jonathan Vance Greeson | Registered representative | CFP | Jan 2022 (5y) | |
| Kevin Randall Eugene Berry | Registered representative | Jan 2022 (5y) | ||
| Wesley Michael White | Registered representative | Jan 2022 (5y) | ||
| Willis Don Heslep | Registered representative | Jan 2022 (5y) | ||
| Thomas R Griffith | Registered representative | CFP | Jan 2022 (5y) | |
| Amy Blair Lawson | Registered representative | Jan 2022 (5y) | ||
| Miles Wesley Costin | Registered representative | Feb 2022 (4y) | ||
| Chessada Terrell Laney | Registered representative | Feb 2022 (4y) | ||
| Mark Alan Henry | Registered representative | Feb 2022 (4y) | ||
| Melissa Deanne Rimsky | Registered representative | CFP | Mar 2022 (4y) | |
| Marzena Lukasiewicz | Registered representative | Apr 2022 (4y) | ||
| Brian David Carenza | Registered representative | Chartered Financial Consultant | May 2022 (4y) | |
| Nicholas Andrew Hamner | Registered representative | Jun 2022 (4y) | ||
| William Patrick Hinder | Registered representative | Jun 2022 (4y) | ||
| Agnieszka M Tiara | Registered representative | Jul 2022 (4y) | ||
| Richard B Wilcock | Registered representative | Aug 2022 (4y) | ||
| James Donald Koester | Registered representative | Sep 2022 (4y) | ||
| Rebecca Lee Pryor | Registered representative | Sep 2022 (4y) | ||
| Alfred Costanzo | Registered representative | Sep 2022 (4y) | ||
| Natalie Elizabeth Allard Arell | Registered representative | Oct 2022 (4y) | ||
| Radames Abreu | Registered representative | CFP | Jan 2023 (4y) | |
| Aaron David Cantley | Registered representative | Feb 2023 (3y) | ||
| Mark Alan Rieger | Registered representative | CFP | Feb 2023 (3y) | |
| Mark J Sommerville | Registered representative | Feb 2023 (3y) | ||
| Matthew Joel Mc Clure | Registered representative | Mar 2023 (3y) | ||
| Shane Alexander Stevenson | Registered representative | Mar 2023 (3y) | ||
| Michael David Gerberding | Registered representative | Mar 2023 (3y) | ||
| Kelley Eugene Velasquez | Registered representative | Apr 2023 (3y) | ||
| Tyler Rea | Registered representative | Apr 2023 (3y) | ||
| Andrea Smith | Registered representative | May 2023 (3y) | ||
| Micah Lane Tipton | Registered representative | Jun 2023 (3y) | ||
| Thomas Richard Wolek | Registered representative | Aug 2023 (3y) | ||
| Mitchell Keiser | Registered representative | Sep 2023 (3y) | ||
| Larry Dale Roby | Registered representative | Oct 2023 (3y) | ||
| Melody Joy Pinkston | Registered representative | Oct 2023 (3y) | ||
| Mario P Dela Cerna | Registered representative | Oct 2023 (3y) | ||
| Stephen Bryan Daney | Registered representative | Oct 2023 (3y) | ||
| Kyle Ross Beshoar | Registered representative | Nov 2023 (3y) | ||
| Mitchell Nunn | Registered representative | Nov 2023 (3y) | ||
| Samuel James Davis | Registered representative | Jan 2024 (3y) | ||
| Brandon Michael Means | Registered representative | Jan 2024 (3y) | ||
| Andrew Calvin Sumallo | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Anthony Ivan Wheeler | Registered representative | Feb 2024 (2y) | ||
| Jonathan Russell Cosner | Registered representative | Mar 2024 (2y) | ||
| Ellen Rosalia Fallon Natvig | Registered representative | Apr 2024 (2y) | ||
| Lance Fisher Boeger | Registered representative | May 2024 (2y) | ||
| Ryan Jenkins | Registered representative | May 2024 (2y) | ||
| Jesus A Jaramillo | Registered representative | Jul 2024 (2y) | ||
| Joseph Paul Daly | Registered representative | Aug 2024 (2y) | ||
| Benjamin Robert Kleck | Registered representative | Aug 2024 (2y) | ||
| Taylor Munoz | Registered representative | Aug 2024 (2y) | ||
| Robert Wallace Scullen | Registered representative | CFP | Aug 2024 (2y) | |
| Drew William Davis | Registered representative | Aug 2024 (2y) | ||
| Beltran Carlos Gamboa | Registered representative | Sep 2024 (2y) | ||
| Tyler Roy Bruns | Registered representative | Sep 2024 (2y) | ||
| Bart Andrew Newman | Registered representative | Sep 2024 (2y) | ||
| Noah J Scott | Registered representative | Sep 2024 (2y) | ||
| Ashley Pulliam | Registered representative | Oct 2024 (2y) | ||
| Shane Patrick Hostetler | Registered representative | Nov 2024 (2y) | ||
| Tanner Testerman | Registered representative | Nov 2024 (2y) | ||
| Zachary Cole Howard | Registered representative | Dec 2024 (2y) | ||
| Brian Jerome Kurtz | Registered representative | Jan 2025 (2y) | ||
| Thomas Michael Toggas | Registered representative | Jan 2025 (2y) | ||
| Andrea C Jevne | Registered representative | Jan 2025 (2y) | ||
| Samuel Josiah Myers | Registered representative | Feb 2025 (1y) | ||
| Nicolas Gustavo Garcia | Registered representative | Feb 2025 (1y) | ||
| Ambika Ramdehal | Registered representative | Feb 2025 (1y) | ||
| Cole Andrew Swearingen | Registered representative | CFP | Feb 2025 (1y) | |
| Ashley Rebecca Thacker | Registered representative | CFP | Feb 2025 (1y) | |
| Louis Richard Satryan | Registered representative | Feb 2025 (1y) | ||
| Christopher Silviano Alvarez | Registered representative | Mar 2025 (1y) | ||
| Mary Bridget Riley | Registered representative | Mar 2025 (1y) | ||
| Francis Anthony Higgins | Registered representative | Apr 2025 (1y) | ||
| David A Tetley | Registered representative | Apr 2025 (1y) | ||
| John Michael Bromfield | Registered representative | Apr 2025 (1y) | ||
| Andrew Gregory Castro | Registered representative | Apr 2025 (1y) | ||
| Bradley Hardin | Registered representative | Apr 2025 (1y) | ||
| Chad Allen Gough | Registered representative | May 2025 (1y) | ||
| Tyler Stilp | Registered representative | May 2025 (1y) | ||
| Heather Ans Viera Otto | Registered representative | May 2025 (1y) | ||
| Sharif Salah Husseini | Registered representative | CFP | May 2025 (1y) | |
| Joseph Florina | Registered representative | CFP | Jun 2025 (1y) | |
| Keith Joseph Hubbard | Registered representative | Jul 2025 (1y) | ||
| Micah Evan Rich | Registered representative | Jul 2025 (1y) | ||
| Torrey Thompson | Registered representative | Aug 2025 (1y) | ||
| Daniel Marcel Dalke Dupey | Registered representative | Aug 2025 (1y) | ||
| Trevor Hull | Registered representative | CFP | Sep 2025 (1y) | |
| Michael Raymond Adams | Registered representative | Sep 2025 (1y) | ||
| Michael Peregrym | Registered representative | Oct 2025 (1y) | ||
| Andrea Moser | Registered representative | Oct 2025 (1y) | ||
| Michael Millen | Registered representative | Nov 2025 (1y) | ||
| Jennifer Kelly Delcomyn | Registered representative | Nov 2025 (1y) | ||
| Dennis Patrick Mc Loughlin | Registered representative | Dec 2025 (1y) | ||
| Charles Garofalo | Registered representative | Dec 2025 (1y) | ||
| Chandra Ellen Halverson | Registered representative | Dec 2025 (1y) | ||
| Adam Anthony Helwich | Registered representative | Jan 2026 (1y) | ||
| T Jerry Royer | Registered representative | Jan 2026 (1y) | ||
| Jeffrey Paul Geel | Registered representative | Jan 2026 (1y) | ||
| Raymond P. Kondler | Registered representative | Jan 2026 (1y) | ||
| William Jonathan Scott | Registered representative | Jan 2026 (1y) | ||
| Joseph Hamoui | Registered representative | Jan 2026 (1y) | ||
| Christopher John Veal | Registered representative | Jan 2026 (1y) | ||
| Brandon Lee Wilcox | Registered representative | Feb 2026 (0y) | ||
| Michael Leasure | Registered representative | Feb 2026 (0y) | ||
| Charles David Pipes | Registered representative | Mar 2026 (0y) | ||
| Brett Alan Van Bortel | Registered representative | Mar 2026 (0y) | ||
| Trenton James Grens | Registered representative | Apr 2026 (0y) | ||
| Kevin James Massey | Registered representative | Apr 2026 (0y) | ||
| Mitchell Lightfoot | Registered representative | Apr 2026 (0y) | ||
| Sarah Stevenson | Registered representative | May 2026 (0y) | ||
| Chad Patrick Budy | Registered representative | May 2026 (0y) | ||
| Ryan Patrick Dalit | Registered representative | May 2026 (0y) | ||
| Benjamin Keith Guyton | Registered representative | Jun 2026 (0y) | ||
| Jordan Seth Hamilton | Registered representative | Jun 2026 (0y) | ||
| Ian Paul Greer | Registered representative | Jul 2026 (0y) | ||
| Noah Joseph Swift | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Al Bcm, Llc | Shareholder | Jul 2019 | A | 75% or more |
| Zayed Ria, Llc | Shareholder | Jul 2019 | A | 5% – 10% |
| Nadim "Dean" Zayed, Trustee, Under The Nadim "Dean" Zayed Living Trust, Dated May 1, 2003 | Shareholder | May 2003 | B | ≈ 3.75% – 10% via Zayed Ria, Llc |
| Amerilife Group, Llc | Shareholder | Jul 2019 | B | ≈ 28.13% – 75% via Al Marketing, Llc |
| Amerilife Midco, Llc | Shareholder | Jul 2019 | B | ≈ 21.09% – 75% via Amerilife Group, Llc |
| Amerilife Holdings, Llc | Shareholder | Jul 2019 | B | ≈ 15.82% – 75% via Amerilife Midco, Llc |
| Accelerate Buyer, Llc | Shareholder | Mar 2020 | B | ≈ 11.87% – 75% via Amerilife Holdings, Llc |
| Accelerate Intermediate Holdings 1 Llc | Shareholder | Mar 2020 | B | ≈ 8.9% – 75% via Accelerate Buyer, Llc |
| Accelerate Intermediate Holdings 2 Llc | Shareholder | Mar 2020 | B | ≈ 6.67% – 75% via Accelerate Intermediate Holdings 1 Llc |
| Accelerate Topco Holdings Llc | Shareholder | Mar 2020 | B | ≈ 5.01% – 75% via Accelerate Intermediate Holdings 2 Llc |
| Al Marketing, Llc | Shareholder | Mar 2020 | B | ≈ 37.5% – 75% via Al Bcm, Llc |
| Genstar Capital Partners X, Lp | Shareholder | Aug 2022 | B | ≈ 1.25% – 37.5% via Accelerate Topco Holdings Llc |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Nadim "Dean" Zayed, Trustee, Under The Nadim "Dean" Zayed Living Trust, Dated May 1, 2003: 75% – 100% of Zayed Ria, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Amerilife Group, Llc: 75% – 100% of Al Marketing, Llc × 50% – 75% of Al Bcm, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Amerilife Midco, Llc: 75% – 100% of Amerilife Group, Llc × 75% – 100% of Al Marketing, Llc × 50% – 75% of Al Bcm, Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm
- Amerilife Holdings, Llc: 75% – 100% of Amerilife Midco, Llc × 75% – 100% of Amerilife Group, Llc × 75% – 100% of Al Marketing, Llc × 50% – 75% of Al Bcm, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Accelerate Buyer, Llc: 75% – 100% of Amerilife Holdings, Llc × 75% – 100% of Amerilife Midco, Llc × 75% – 100% of Amerilife Group, Llc × 75% – 100% of Al Marketing, Llc × 50% – 75% of Al Bcm, Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Accelerate Intermediate Holdings 1 Llc: 75% – 100% of Accelerate Buyer, Llc × 75% – 100% of Amerilife Holdings, Llc × 75% – 100% of Amerilife Midco, Llc × 75% – 100% of Amerilife Group, Llc × 75% – 100% of Al Marketing, Llc × 50% – 75% of Al Bcm, Llc × 75% – 100% direct ≈ 8.9% – 75% of the firm
- Accelerate Intermediate Holdings 2 Llc: 75% – 100% of Accelerate Intermediate Holdings 1 Llc × 75% – 100% of Accelerate Buyer, Llc × 75% – 100% of Amerilife Holdings, Llc × 75% – 100% of Amerilife Midco, Llc × 75% – 100% of Amerilife Group, Llc × 75% – 100% of Al Marketing, Llc × 50% – 75% of Al Bcm, Llc × 75% – 100% direct ≈ 6.67% – 75% of the firm
- Accelerate Topco Holdings Llc: 75% – 100% of Accelerate Intermediate Holdings 2 Llc × 75% – 100% of Accelerate Intermediate Holdings 1 Llc × 75% – 100% of Accelerate Buyer, Llc × 75% – 100% of Amerilife Holdings, Llc × 75% – 100% of Amerilife Midco, Llc × 75% – 100% of Amerilife Group, Llc × 75% – 100% of Al Marketing, Llc × 50% – 75% of Al Bcm, Llc × 75% – 100% direct ≈ 5.01% – 75% of the firm
- Al Marketing, Llc: 50% – 75% of Al Bcm, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Genstar Capital Partners X, Lp: 25% – 50% of Accelerate Topco Holdings Llc × 75% – 100% of Accelerate Intermediate Holdings 2 Llc × 75% – 100% of Accelerate Intermediate Holdings 1 Llc × 75% – 100% of Accelerate Buyer, Llc × 75% – 100% of Amerilife Holdings, Llc × 75% – 100% of Amerilife Midco, Llc × 75% – 100% of Amerilife Group, Llc × 75% – 100% of Al Marketing, Llc × 50% – 75% of Al Bcm, Llc × 75% – 100% direct ≈ 1.25% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Delta 401(k) Retirement Plan | Delta Air Lines, Inc. | 89,993 | $19.0B | 01/01/2024 |
| California Iso Retirement Savings Benefits Plan | California Independent System Operator Corporation | 731 | $443M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 1.71 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗