AUMdb

Delta 401(k) Retirement Plan

Sponsored by Delta Air Lines, Inc. · EIN 580218548 · Plan #004

Total assets
$19.0B
Net assets
$19.0B
Active participants
89,993
With balances
107,760

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Financial Avengers, Inc. CRD 119636 fuzzy_auto · 94% 2024
Allworth Financial, L.P. CRD 111167 fuzzy_auto · 96% 2024
American Financial Advisors Inc CRD 108530 deterministic · 100% 2024
Total Investment Management, Inc. CRD 108818 deterministic · 100% 2024
Capital Investment Advisors, Llc CRD 158055 deterministic · 100% 2024
Signaturefd, Llc CRD 112758 deterministic · 100% 2024
Creative Planning, Llc CRD 105348 deterministic · 100% 2024
Fisher Asset Management, Llc CRD 107342 deterministic · 100% 2024
Brookstone Capital Management Llc CRD 141413 fuzzy_auto · 96% 2024
Carnegie Capital Asset Management, Llc CRD 150488 deterministic · 100% 2024
Rollins Financial Advisors, Llc CRD 312921 deterministic · 100% 2024
Marks Group Wealth Management, Inc. CRD 148679 deterministic · 100% 2024
Arbor Investment Advisors, Llc CRD 111077 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Financial Engines Investment advisory (plan), Direct payment from the plan $8,690,989
Fidelity Investments Institutional Recordkeeping, Participant loan processing, Direct payment from the plan $2,305,205
Allworth Financial Investment advisory (participants), Investment management fees (direct) $324,936
American Financial Advisors Investment advisory (participants), Investment management fees (direct) $278,355
Total Investment Management Investment advisory (participants), Investment management fees (direct) $49,177
Capital Investment Advisors Investment advisory (participants), Investment management fees (direct) $48,999
Signaturefd, Llc Investment advisory (participants), Investment management fees (direct) $24,490
Creative Planning Investment advisory (participants), Investment management fees (direct) $23,919
Fisher Investments Investment advisory (participants), Investment management fees (direct) $23,731
Bdo Usa, P.C. Accounting, Direct payment from the plan $20,099
Brookstone Capital Mgmt Llc Investment advisory (participants), Investment management fees (direct) $15,819
Carnegie Investment Counsel Investment advisory (participants), Investment management fees (direct) $12,970
Rollins Financial Advisors Llc Investment advisory (participants), Investment management fees (direct) $12,910
Marks Group Wealth Management Investment advisory (participants), Investment management fees (direct) $8,790
Arbor Investment Advisors Investment advisory (participants), Investment management fees (direct) $6,777
Churchill Management Group Investment advisory (participants), Investment management fees (direct) $6,160